SEC Reopens Comment Period for Proposed Amendments to Broker-Dealer Financial Responsibility and Related Rules


The SEC did not act on the rule amendments, but it is now reopening the public comment period for the proposed amendments. Comments should be received on or before June 8, 2012.

To view the notice regarding the reopening of comment period, click here.



Published In: Administrative Agency Updates, Finance & Banking Updates, Securities Updates

DISCLAIMER: Because of the generality of this update, the information provided herein may not be applicable in all situations and should not be acted upon without specific legal advice based on particular situations.

© Katten Muchin Rosenman LLP | Attorney Advertising

Don't miss a thing! Build a custom news brief:

Read fresh new writing on compliance, cybersecurity, Dodd-Frank, whistleblowers, social media, hiring & firing, patent reform, the NLRB, Obamacare, the SEC…

…or whatever matters the most to you. Follow authors, firms, and topics on JD Supra.

Create your news brief now - it's free and easy »