SEC Reopens Comment Period for Proposed Amendments to Broker-Dealer Financial Responsibility and Related Rules

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The SEC did not act on the rule amendments, but it is now reopening the public comment period for the proposed amendments. Comments should be received on or before June 8, 2012.

To view the notice regarding the reopening of comment period, click here.


 

 

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Katten Muchin Rosenman LLP on:

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