AGENDA -
- Global Derivatives Regulatory Update
- Margin for Uncleared Swaps
- EMIR REFIT
- FINRA Rule 4210 Margin Requirements
CFTC Regulatory Developments -
- NFA Compliance Rule 2-9
- NFA Compliance Rule 2-29
- CFTC Relief: Separate Accounts for Asset Managers
- Proposed CPO/CTA Rule Changes at CFTC
- CFTC Thematic Reviews of CPOs and CTAs
Please see full publication below for more information.
