Structured Thoughts: News for the financial services community - Volume 1, Issue 6

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In this issue of Structured Thoughts, we continue our discussion of regulatory initiatives affecting structured products in Europe, with a review of the complex/non-complex product question. We also provide a summary table of all current regulatory initiatives in Europe affecting structured products. This issue also includes a summary of the SEC’s statement on the use of derivatives by funds, and a summary of the current state of legislation regulating derivatives and commodities.

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DISCLAIMER: Because of the generality of this update, the information provided herein may not be applicable in all situations and should not be acted upon without specific legal advice based on particular situations.

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