The emerging patchwork of fiduciary investment advice regulation – Putting the pieces together (update)

Eversheds Sutherland (US) LLP
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As anticipated, 2020 has seen a number of fiduciary and best interest advice regulations advance at both the federal and state levels. Firms subject to these regulations face challenges in dealing with rules that impose a host of new obligations, and that may overlap and conflict with one another. Eversheds Sutherland has developed a chart that is intended to help firms take stock of the evolving framework and aid firms in putting the pieces together.

This most recent version of the chart is updated to reflect the Labor Department’s formal reinstatement and new interpretation of its 1975 ERISA five-part fiduciary definition.

Please see full publication below for more information.

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DISCLAIMER: Because of the generality of this update, the information provided herein may not be applicable in all situations and should not be acted upon without specific legal advice based on particular situations. Attorney Advertising.

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Eversheds Sutherland (US) LLP
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