Thomson Reuters Session 1: Investment Management, Hedge Funds and Registered Mutual Funds: What's Happening Now?

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Pepper partner Gregory J. Nowak has regularly hosted a roundtable in Pepper’s New York office for private funds and their managers to discuss issues in the investment management world. He has recently started to give a preview of the monthly topics to be covered to a national audience by speaking on a similar webinar series for West LegalEdcenter, part of Thomson Reuters.

This podcast is a recording of Mr. Nowak's webinar where he discussed See more +

Pepper partner Gregory J. Nowak has regularly hosted a roundtable in Pepper’s New York office for private funds and their managers to discuss issues in the investment management world. He has recently started to give a preview of the monthly topics to be covered to a national audience by speaking on a similar webinar series for West LegalEdcenter, part of Thomson Reuters.

This podcast is a recording of Mr. Nowak's webinar where he discussed SEC compliance initiatives; a Dodd Frank update on bad actors; an update on the JOBs Act and Volcker Rule; and a discussion on ISDA protocols.

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Topics:  ISDA, JOBS Act, SEC, Volcker Rule

Published In: Finance & Banking Updates, Securities Updates

DISCLAIMER: Because of the generality of this update, the information provided herein may not be applicable in all situations and should not be acted upon without specific legal advice based on particular situations.

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