The SEC’s new Regulation Best Interest will require broker-dealers to make account recommendations in their customers’ best interest.
In this Bottom Line videocast, Susan Krawczyk and John Walsh discuss:
the standard in Regulation Best Interest governing account recommendations
what types of account recommendations are covered
what broker-dealers need to do to get ready for the new See more +
The SEC’s new Regulation Best Interest will require broker-dealers to make account recommendations in their customers’ best interest.
In this Bottom Line videocast, Susan Krawczyk and John Walsh discuss:
the standard in Regulation Best Interest governing account recommendations
what types of account recommendations are covered
what broker-dealers need to do to get ready for the new standard
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