Join Christopher D. Seps as he discusses the rule changes that recently took effect related to FINRA’s expungement process, as well as proposed changes that will likely be approved and take effect in 2021. These changes relate to the expungement of customer complaints from a broker’s CRD record.

CLE Credit + On Demand: This webinar is pending approval for 30 minutes of CLE credit in Illinois, Kentucky, and Ohio for the live and on-demand viewings.

For an optimal at-home viewing experience, it is highly recommended that viewers watch directly from their home WiFi connection and log out of any work terminal.

Questions? Contact:
Abi Humphrey, Events Manager
ahumphrey@ulmer.com
216.583.7302