[Webinar] Hot Topics in SEC Regulation and Enforcement - December 11th, 2:00 pm ET

Heidi VonderHeide
UB Greensfelder LLP
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Title: Hot Topics in SEC Regulation and Enforcement

Date: Wednesday, December 11, 2019

Time: 02:00 PM Eastern Standard Time

Duration: 1 hour

Please click here to register.

Ron Betman and Heidi VonderHeide will discuss the state of the law two years after Kokesh v. S.E.C., SEC’s Enforcement’s focus on conflicts of interest disclosure, and Regulation Best Interest (Reg BI).

Speakers:

Ronald S. Betman
Partner

Heidi E. VonderHeide
Partner

Please click here to register.

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DISCLAIMER: Because of the generality of this update, the information provided herein may not be applicable in all situations and should not be acted upon without specific legal advice based on particular situations.

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