What You Need to Know About Working with the CFPB Supervision and Examination Process


The Consumer Financial Protection Bureau (CFPB) recently issued version 1.0 of its Supervision and Examination Manual. The Manual is the CFPB's guide on how it will exercise the supervision and examination powers given to it by the Dodd-Frank Wall Street Reform and Consumer Protection Act. The techniques found in the Manual are currently being applied to supervise and examine consumer financial service providers for compliance with Federal consumer financial law. Join our panel of experienced financial services regulation and compliance professionals to learn more about the CFPB's Examination and Supervision Manual. The panel provides an overview of the Manual, discusses what to expect from the CFPB's examinations of consumer financial service providers and explains useful techniques and other considerations when interacting with the CFPB and its supervision and examination teams.

Richard P. Eckman, partner and chairman of the Financial Services Practice Group, Pepper Hamilton LLP
Timothy R. McTaggart, partner, Pepper Hamilton, former Delaware Bank Commissioner
John C. Soffronoff, Jr., president of Compliance, ICS Risk Advisors, former Review Examiner in the FDIC's New York regional office

View the webinar as a Microsoft Office Live Meeting high-fidelity presentation.

View the Webinar in Windows Media Player.

PDF file of the PowerPoint slides from the Webinar.


Written by:

Published In:

DISCLAIMER: Because of the generality of this update, the information provided herein may not be applicable in all situations and should not be acted upon without specific legal advice based on particular situations.

© Pepper Hamilton LLP | Attorney Advertising

Don't miss a thing! Build a custom news brief:

Read fresh new writing on compliance, cybersecurity, Dodd-Frank, whistleblowers, social media, hiring & firing, patent reform, the NLRB, Obamacare, the SEC…

…or whatever matters the most to you. Follow authors, firms, and topics on JD Supra.

Create your news brief now - it's free and easy »

All the intelligence you need, in one easy email:

Great! Your first step to building an email digest of JD Supra authors and topics. Log in with LinkedIn so we can start sending your digest...

Sign up for your custom alerts now, using LinkedIn ›

* With LinkedIn, you don't need to create a separate login to manage your free JD Supra account, and we can make suggestions based on your needs and interests. We will not post anything on LinkedIn in your name.