What You Need to Know About Working with the CFPB Supervision and Examination Process


The Consumer Financial Protection Bureau (CFPB) recently issued version 1.0 of its Supervision and Examination Manual. The Manual is the CFPB's guide on how it will exercise the supervision and examination powers given to it by the Dodd-Frank Wall Street Reform and Consumer Protection Act. The techniques found in the Manual are currently being applied to supervise and examine consumer financial service providers for compliance with Federal consumer financial law. Join our panel of experienced financial services regulation and compliance professionals to learn more about the CFPB's Examination and Supervision Manual. The panel provides an overview of the Manual, discusses what to expect from the CFPB's examinations of consumer financial service providers and explains useful techniques and other considerations when interacting with the CFPB and its supervision and examination teams.

Richard P. Eckman, partner and chairman of the Financial Services Practice Group, Pepper Hamilton LLP
Timothy R. McTaggart, partner, Pepper Hamilton, former Delaware Bank Commissioner
John C. Soffronoff, Jr., president of Compliance, ICS Risk Advisors, former Review Examiner in the FDIC's New York regional office

View the webinar as a Microsoft Office Live Meeting high-fidelity presentation.

View the Webinar in Windows Media Player.

PDF file of the PowerPoint slides from the Webinar.


Published In: Administrative Agency Updates, Consumer Protection Updates, Finance & Banking Updates

DISCLAIMER: Because of the generality of this update, the information provided herein may not be applicable in all situations and should not be acted upon without specific legal advice based on particular situations.

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