Securities Litigation, Enforcement, and White-Collar Criminal Defense Newsletter Vol.2, No.1. Spring 2009



4 - Enforcement To Be Top Priority at Schapiro’s SEC

5 - U.K. Financial Regulator Fines Insurance Firm for Failure to Implement Anti-Corruption Policies

6 - The Legal Aftermath of a Ponzi Scheme

7 - The Green Wave and Related Disclosure Issues

9 - Using “Loss Causation” to Defeat Class Certification in a Section 10(b) Case

10 - Section 10(b) and Rule 10b-5: The U.S. Courts of Appeals Apply Different Legal Tests for Assessing the Primary Liability of Secondary Actors

Please see full newsletter for more information

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