Legal Alert: DOL Issues Proposed Regulation Regarding ERISA Penalties

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The Department of Labor (DOL) recently issued a proposed regulation that would establish procedures relating to the department?s assessment of penalties for failure to disclose certain documents to plan participants, beneficiaries and others as required by ERISA. The proposed regulation reflects amendments contained in the 2006 Pension Protection Act (PPA), which gives the DOL the authority to assess civil penalties.

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