SEC v. Stanford, Et al.
Second Amended Complaint by the SEC against Stanford
SUMMARY: The SEC amended its complaint today to additionally charge Mark Kuhrt and Gilberto Lopez, accountants for Stanford-affiliated companies who allegedly fabricated financial statements to give investors the false illusion that their investments were solid, safe and secure. The SEC also charged Leroy King, the administrator and chief executive officer of Antigua's Financial Services Regulatory Commission (FSRC), for accepting thousands of dollars per month in bribes to ignore the Stanford Ponzi scheme and supply Stanford himself with confidential information about the SEC's investigation. King obstructed the SEC's case since 2005, when its investigation into Stanford began.
DOCUMENT INFO
Doc Type:
Pleadings
Filed: 6/19/2009
See Related Docs
Legal Document Name:
SEC v. Stanford, Et al.
Second Amended Complaint by the SEC against Stanford
Jurisdiction: Federal, 5th Circuit, Texas
Legal System: United States
Criminal Law
Securities Law
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