Public Finance Advisory: Securities and Exchange Commission Adopts Amendments to Rule 15c2-12 Disclosure Requirements

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The Securities and Exchange Commission (the SEC) has adopted amendments to the Exchange Act Rule 15c2-12 (the “Rule”) relating to continuing disclosure requirements for municipal securities. The Rule requires that underwriters in a primary offering of municipal securities reasonably determine that an issuer of municipal securities or an obligated person has undertaken, in a written agreement or contract for the benefit of bondholders, to provide certain continuing disclosure information to the Municipal Securities Rulemaking Board (MSRB). The Rule amendments...

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DISCLAIMER: Because of the generality of this update, the information provided herein may not be applicable in all situations and should not be acted upon without specific legal advice based on particular situations.

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