List of placement agents involved in investments made during former New York Comptroller Alan Hevesi’s administration.

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State Comptroller Thomas P. DiNapoli today released this list of placement agents involved in investments made during former Comptroller Alan Hevesi’s administration.

Due to lax record keeping by the Hevesi administration, DiNapoli cautioned the list might not be complete.

“It’s pretty clear that ethics and transparency were not the hallmark of Alan Hevesi’s tenure,” DiNapoli said. “We compiled this list, but at the end of the day, it’s difficult to catalogue all the deals of the prior administration.

“I've instituted a series of reforms to help prevent any reoccurrence of the Hevesi administration’s misconduct. And every transaction we’ve done since I took office has been publicly released and is posted on our Web site.”

DiNapoli said his office is continuing to review Hevesi-era records, but there is a notable lack of documentation from that time period. DiNapoli noted that his office consulted with Attorney General Cuomo’s office prior to releasing the list.

If any placement agents or intermediaries were involved in fund investments from October 2007 to present, they are listed in DiNapoli's monthly transaction reports.

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DISCLAIMER: Because of the generality of this update, the information provided herein may not be applicable in all situations and should not be acted upon without specific legal advice based on particular situations.

© Doug Cornelius | Attorney Advertising

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