Ary Rosenbaum – The Rosenbaum Law Firm P.C.

Meaningless Plan Sponsor Surveys

There was a new 401(k) plan sponsor survey on which providers are associated with being a “good value for the money”. Providers Most Associated with “Good Value for the Money” - Among all plan sponsors..…more
| Commercial Law & Contracts, Finance & Banking, Labor & Employment Law

Just Say Sorry

I worked for someone once who I thought was the biggest pain in the rear end and I think when I got older and started my own business, I finally understood where he was coming from. When I work on my own and something…more
| Commercial Law & Contracts, Finance & Banking, Labor & Employment Law

The Bottom Line On What Retirement Plan Sponsors Need To Do

I worked for a third party administrator (TPA) for almost 5 years and one of my favorite things about the boss there was that he just wanted to cut to the chase. We had an actuary who developed a speech im- pediment when he was…more
| Labor & Employment Law, Insurance

You can say no

I always believe that regardless of whether it’s business or in regular day-to-day life, that you can’t be everything for everybody. Being honest with that is only half the battle. A lot of times, I met folks who are…more
| Commercial Law & Contracts, Finance & Banking, Labor & Employment Law

Avoid the proverbial “Shrugging of the Shoulders”

One of my pet peeves out there is when you give a list of complaints to a business or an organization and they give the proverbial “shrug of the shoulders”. The “proverbial shrug” is basically the business or the organization…more
| Commercial Law & Contracts, Finance & Banking, Labor & Employment Law

Plan Document Problems That Can Be a Pain for Plan Sponsors

Retirement Plan documents must be written; they just can’t be some oral promise to pay retirement plan benefits. A written plan document is a legal document with legal ramifications in governing a legal entity known as a…more
| Business Organizations, Finance & Banking, Labor & Employment Law, Taxation

You Might Be Gold, But They May Not See It

Aside from my children and my wife, my favorite person of all-time was my grandmother Rose. She was the most selfless person I ever met, who was full of life, and love for family. When my grandmother decided she would move…more
| Finance & Banking, Labor & Employment Law

Too often, they get it when it’s too late

I talk to a lot of advisors and I have many advisor clients around the country and one of the things that I keep on hearing is that even with fee disclosure regulations almost 4 years later, it is still difficult to get through…more
| Commercial Law & Contracts, Finance & Banking, Labor & Employment Law

Advisors Advantage - May 2016

The Struggles Of Being A Retirement Plan Provider And How To Manage It. What you have to deal with. Any good retirement plan financial advisor will tell you that relationships in the retirement plan business mean…more
| Commercial Law & Contracts, Finance & Banking, Labor & Employment Law

How a TPA Can Be a 401(k) Financial Advisor’s Best Friend

Any good retirement plan financial advisor will tell you that relationships in the retirement plan busi- ness mean everything. The relationships that an advisor can have with their clients and other retirement plan professionals…more
| Business Organizations, Finance & Banking, Labor & Employment Law, Taxation

The Vagueness of the Best Interest Exemption

One of the interesting points of the new fiduciary rule is the best interest exemption that is intended to stop conflicts of interests especially for brokers who need to meet a new fiduciary standard. As long as a broker…more
| Commercial Law & Contracts, Finance & Banking, Labor & Employment Law, Securities Law

The Rosenbaum Law Firm Review - May 2016

The New Fiduciary Rule: What It Means To Plan Sponsors - Bottom line: what does it mean? If you're a retirement plan sponsor and, unless you've been living under a rock, you've probably heard about the Department of…more
| Commercial Law & Contracts, Finance & Banking, Labor & Employment Law, Mergers & Acquisitions, Taxation

M&A and 401(k): A Cautionary Tale

Mergers and acquisitions (M&A) are transactions in which the ownership of companies, other business organizations or their operating units are transferred or combined. It was also the name of a really boring class I took at the…more
| Business Organizations, Labor & Employment Law, Finance & Banking, Taxation

How a Retirement Plan Sponsor Can Avoid Being a Patsy

I always say that you should never be a spectator in your own life; you need to be an active participant in shaping your own life. Too often, a retirement plan sponsor acts like a spectator when the plan sponsor neglects their…more
| Business Organizations, Finance & Banking, Labor & Employment Law, Law Firm Marketing, Taxation

New Fiduciary Rule: It’s all politics

You read articles about the Department of Labor’s (DOL’s) new fiduciary rule and experts will tell you that it’s the greatest thing since sliced bread, the worst thing since Caddyshack II, or somewhere in between. I learned a…more
| Commercial Law & Contracts, Elections & Politics, Finance & Banking, Labor & Employment Law
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Contact

734 Franklin Avenue
Suite 302
Greater New York City Area, New York 11530, United States

  • 516.594.1557

Areas of Practice
  • Business Organizations
  • Labor & Employment Law
  • Taxation
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