Ary Rosenbaum
The Rosenbaum Law Firm P.C.

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734 Franklin Avenue
Suite 302
Greater New York City Area, New York 11530, United States
Phone: 516.594.1557
Fax: 516-368-3780
Areas of Practice
  • Business Organizations
  • Labor & Employment Law
  • Taxation

Simple Advice to Retirement Plan Sponsors

I don’t know about you, most of the advice I got growing up was usually wrong. Maybe some very unsuccessful people surrounded me when I was younger, but advice can be biased and self-serving at times. The best advice I would…more
 /  Business Organizations, Labor & Employment Law, Finance & Banking, Law Practice Products & Services, Taxation

Make sure everyone is on board with the change

Sometimes no matter how hard you work on a plan and do such a great job, oe person working for your client can cost you them as a client…more
 /  Finance & Banking, Labor & Employment Law

What Phyllis Borzi got wrong

It’s been about 4 months since Phyllis Borzi left her position as the head of the Employee Benefit Security Administration (EBSA) and as time passes by, we can certainly opine on her accomplishments in that position. Of course,…more
 /  Elections & Politics, Finance & Banking, Labor & Employment Law

The problem with fiefdoms

The Brady Bunch was probably everyone’s vision of what a perfect family was. There two sets of a parent with three children of their own and together they blended the families and everything ended up happily after a 22-minute…more
 /  Finance & Banking, Labor & Employment Law, Law Practice Products & Services

Yes, DOL audits are more terrifying

I have to see that as after 18 years, there is very little I fear and I fear of retirement plan audits by the Department of Labor (DOL). I’m going to have a larger fear as it’s clear that DOL audits will increase thanks to…more
 /  Finance & Banking, Labor & Employment Law, Securities Law

Advisors Advantage - May 2017

For Retirement Plan Providers, It's All About Relationships. That is what it's about. The retirement plan business is a relationship driven business. It's about connecting with other plan providers and more…more
 /  Finance & Banking, Labor & Employment Law, Law Practice Products & Services, Taxation

Small 401(k) Plans Have Bigger Problems Than Larger Plans

Common sense would make you think that larger 401(k) plans would have the larger problems. Sometimes common sense and reality are mutually exclusive. Thanks to the quirks of the retirement plan business and how it prices…more
 /  Business Organizations, Labor & Employment Law, Finance & Banking, Law Practice Products & Services, Taxation

Give your clients a football

When I was in college and law school, I had this fancy leather bound DayRunner that had all my contacts, business cards, and notes. For 1992-1998, it was state of the art because I didn’t have the shekels for a Palm Pilot and…more
 /  Finance & Banking, Labor & Employment Law, Law Firm Marketing

Culture only comes from the top

I was leaving a position as an ERISA attorney at a third party administration (TPA) firm for what I thought would be greener pastures. The TPA quickly hired an unemployed ERISA attorney for the role and when he was telling me…more
 /  Finance & Banking, Labor & Employment Law, Law Practice Products & Services

Know when a SEP no longer fits

Those small employer plans like a SEP or a SIMPLE-IRA are great opportunities for small businesses to save for retirement because of the no administration costs. However, like clothing for kids, there will be a time when these…more
 /  Finance & Banking, Labor & Employment Law

The Rosenbaum Law Firm Review - April 2017

The Wrong Reasons For Hiring 401(k) Plan Providers - Some really bad reasons that plan sponsors use in hiring plan providers. Selecting a retirement plan provider can be a lot like dating in the sense that plan…more
 /  Finance & Banking, Labor & Employment Law

Why you have bad funds in 401(k) plans

A few years ago, researchers from the business schools at the University of Indiana and the University of Texas at Austin looked at some data to try to figure out why many poor 401(k) investment choices linger on fund lineups…more
 /  Finance & Banking, Labor & Employment Law, Securities Law

For Retirement Plan Providers, It’s All About Relationships

The retirement plan business is a relationship driven business. It’s about connecting with other plan providers and more importantly, connecting with plan sponsors. So while you may think what gets you business is a nice website…more
 /  Business Organizations, Labor & Employment Law, Finance & Banking, Law Practice Products & Services, Taxation

Make Sure The Service You Offer Is More Than Just A Gimmick

A few years back, a good friend of mine who is an ERISA §3(38) fiduciary won a case from a disgruntled broker who claimed that all 3(38) services was just marketing. A 3(38) fiduciary that does a competent job and assumes…more
 /  Finance & Banking, Labor & Employment Law

IRS takes a look at Cash Balance Formulas for Funny Business

Throughout my career as an ERISA attorney, I’ve come across actuarial third party recordkeeping firms that push the envelope in cash balance and defined benefit plan designs. I can’t forget the actuaries who still push for…more
 /  Finance & Banking, Labor & Employment Law, Taxation
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