Ary Rosenbaum
The Rosenbaum Law Firm P.C.

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734 Franklin Avenue
Suite 302
Greater New York City Area, New York 11530, United States
Phone: 516.594.1557
Fax: 516-368-3780
Areas of Practice
  • Business Organizations
  • Labor & Employment Law
  • Taxation

Pitfalls a 401(k) Sponsor Can Avoid With Plan Providers

While much of the focus concerning the liability of sponsoring a 401(k) plan is about plan expenses thanks to the many lawsuits filed against plan sponsors. However for most plan sponsors, the greatest liability they actually…more
 /  Business Organizations, Finance & Banking, Labor & Employment Law, Law Practice Products & Services, Taxation

Be Careful Who You Attack On The Way Up

I worked at a number of places in the 11 years before I started my own law firm practice and I will vouch that I didn’t try to hurt or attack any of my co-workers. People maybe upset with some of the stances I took in one…more
 /  Finance & Banking, Labor & Employment Law, Law Practice Products & Services

Good Bets By A 401(k) Plan Sponsor That Will Limit Their Liability

I’m not much of a betting man because I hate to lose. Some will say that playing the stock market is gambling, but shrewd, informed investment decisions usually do well in the end. Retirement plan sponsors can make bets that…more
 /  Business Organizations, Labor & Employment Law, Finance & Banking, Law Practice Products & Services, Taxation

Don’t gyp employees on retirement plans

As I’ve stated before, I wouldn’t hire employees because I was an employee once too. That pretty much means that I never met an employee whoever thought they were overpaid. For that matter, I never met an employer who thought…more
 /  Finance & Banking, Labor & Employment Law, Securities Law

Welcoming the New Client

As you know, I’ve been a member of a few Synagogues because I’m a wandering Jew and the thing I’ve noticed is the usual coldness I’d get when joining. Aside from the last synagogue I joined last year (hopefully, the last one…more
 /  Finance & Banking, Labor & Employment Law, Law Practice Products & Services

Communication is key when dealing with your client

I have been an ERISA attorney for almost 19 years now and it’s gone by pretty quickly. I have worked for a few ERISA attorneys and have seen quite a few out there giving speeches around here and there…more
 /  Finance & Banking, Labor & Employment Law, Law Practice Products & Services

How Plan Sponsors Can Avoid Cutting Their Nose To Spite Their Face

I once worked for a man who was the type of person who wouldn’t have mind to have lost $5 to save $3. I was at a Synagogue where the fundraising chairperson would only always organize events at the very last minute and never…more
 /  Labor & Employment Law, Finance & Banking, Taxation

The Thing about Payroll Provider TPAs

Last week, I published on JDSupra.com my annual article regarding payroll provider third party administration (TPAs) firms and my recommendation that using them is a bad mistake…more
 /  Finance & Banking, Labor & Employment Law, Securities Law

Let Former Employees Roll Their Money Out

One of the rules I live by is that I believe that you should never let someone who dislikes you be in a position where they can hurt you. Let’s just say that I worked for someone who should have taken that advice. That is why…more
 /  Finance & Banking, Labor & Employment Law, Securities Law

When trust is gone, turn out the lights

I’ve gone back into collecting sports cards because I need hobbies these days since I’m no longer involved in my synagogue and one of the interesting things I’ve discovered are something called card breaks. A sports card dealer…more
 /  Finance & Banking, Labor & Employment Law, Law Practice Products & Services

Advisors Advantage - June 2017

We Didn't Start The 401(k) Fire; It's Always Been Burning. The problems have always been there. I live in Long Island, so I think by a local law, I have to be a Billy Joel fan. He's not up there with Aerosmith, The…more
 /  Finance & Banking, Labor & Employment Law, Law Practice Products & Services, Securities Law

My problem with Target Date Funds

When it comes to consumer products and food products, we have stringent labeling requirements. Products must have the contents to support that they are Made in the USA, organic, and juice in order to put that claim on their…more
 /  Consumer Protection, Finance & Banking, Labor & Employment Law

We Didn’t Start The 401(k) Fire; It’s Always Been Burning

I live in Long Island, so I think by a local law, I have to be a Billy Joel fan. He’s not up there with Aerosmith, The Eagles, and Fleetwood Mac for me, but he’s up there. I know it’s blasphemy to say it, but I always loved his…more
 /  Business Organizations, Finance & Banking, Labor & Employment Law, Law Practice Products & Services, Taxation

The Rosenbaum Law Firm Review - May 2017

Using Your Payroll Provider As Your 401(k) TPA Is A Big Mistake. It's an absolute mistake. Like beating a dead horse, I will again say that it is a bad idea for plan sponsors to hire their payroll provider as their…more
 /  Finance & Banking, Labor & Employment Law, Securities Law

Credentials and awards could just be a paid smokescreen

A Long Island business newspaper once named my old law firm’s administrator as its Chief Financial Office of the year and the first thing I asked at the time was: “How big was the ad?”…more
 /  Finance & Banking, Labor & Employment Law
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