Ary Rosenbaum – The Rosenbaum Law Firm P.C.

The Vagueness of the Best Interest Exemption

One of the interesting points of the new fiduciary rule is the best interest exemption that is intended to stop conflicts of interests especially for brokers who need to meet a new fiduciary standard. As long as a broker…more
| Commercial Law & Contracts, Finance & Banking, Labor & Employment Law, Securities Law

The Rosenbaum Law Firm Review - May 2016

The New Fiduciary Rule: What It Means To Plan Sponsors - Bottom line: what does it mean? If you're a retirement plan sponsor and, unless you've been living under a rock, you've probably heard about the Department of…more
| Commercial Law & Contracts, Finance & Banking, Labor & Employment Law, Mergers & Acquisitions, Taxation

M&A and 401(k): A Cautionary Tale

Mergers and acquisitions (M&A) are transactions in which the ownership of companies, other business organizations or their operating units are transferred or combined. It was also the name of a really boring class I took at the…more
| Business Organizations, Labor & Employment Law, Finance & Banking, Taxation

How a Retirement Plan Sponsor Can Avoid Being a Patsy

I always say that you should never be a spectator in your own life; you need to be an active participant in shaping your own life. Too often, a retirement plan sponsor acts like a spectator when the plan sponsor neglects their…more
| Business Organizations, Finance & Banking, Labor & Employment Law, Law Firm Marketing, Taxation

New Fiduciary Rule: It’s all politics

You read articles about the Department of Labor’s (DOL’s) new fiduciary rule and experts will tell you that it’s the greatest thing since sliced bread, the worst thing since Caddyshack II, or somewhere in between. I learned a…more
| Commercial Law & Contracts, Elections & Politics, Finance & Banking, Labor & Employment Law

John Carnevale, R.I.P.

John Carnevale, the President and Chief Executive Officer of Sentinel Benefits, a Massachusetts and New York based producing third party administrator (TPA), died of a heart attack suddenly last weekend. I never met John,…more
| Finance & Banking, Labor & Employment Law

Offering an education is a must for Advisors

I had a few advisors who asked me about offering investment education as it pertained to the fiduciary rule, but it’s clear that the Department of Labor wants it offered when it made a carve out to the final rule to allow for…more
| Finance & Banking, Labor & Employment Law

The New Fiduciary Rule: What It Means To Plan Sponsors

If you’re a retirement plan sponsor and, unless you’ve been living under a rock, you’ve probably heard about the Department of Labor’s (DOL) attempt to change the definition of fiduciary. What you probably don’t know is how that…more
| Business Organizations, Labor & Employment Law, Finance & Banking, Taxation

No such thing as assembly line Retirement Plans

Henry T. Ford is considered the father or the pioneer of the modern day assembly line of manufacturing. His development of the Model T and its way of manufacturing is considered one of the great developments in 20th century…more
| Finance & Banking, Labor & Employment Law

Stuff That Plan Providers Never Tell Plan Sponsors

I have a college degree and two law degrees (I’m not bragging), so I actually have three alma maters. I attended Stony Brook University, American University Washington College of Law, and Boston University. Out of the three, my…more
| Business Organizations, Finance & Banking, Law Firm Marketing, Taxation

DOL published Final Fiduciary Rule

The Department of Labor (DOL) issued their final new Fiduciary Rule on Wednesday, April 6th that will have far reaching changes to the retirement plan industry. Aside from some paperwork, disclosure, and effective date…more
| Elections & Politics, Finance & Banking, Labor & Employment Law

Always Be Watching

Who can forget Alec Baldwin’s speech in Glengarry Glenn Ross on how salesmen should “Always Be Closing” and how coffee is for closers only? It was the highpoint of a great movie. I’m not going to go through a discussion on…more
| Finance & Banking, Labor & Employment Law

Advisors Advantage - April 2016

The Struggles Of Being A Retirement Plan Provider And How To Manage It. What you have to deal with. Being a retirement plan provider is like any other business in the sense that it has to be managed in a way where…more
| Commercial Law & Contracts, Finance & Banking, Labor & Employment Law

The Struggles Of Being A Retirement Plan Provider And How To Manage It

Being a retirement plan provider is like any other business in the sense that it has to be managed in a way where the doors can continue to be open. History is littered with businesses that failed to manage themselves correctly,…more
| Business Organizations, Finance & Banking, Labor & Employment Law

The Rosenbaum Law Firm Review - March 2016

Things About Plan Providers That Shouldn't Impress Plan Sponsors. Don't get bamboozled. There are certain things in life we really should be impressed by, but we always end up being impressed by the wrong things…more
| Labor & Employment Law, Finance & Banking, Taxation
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Contact

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Suite 302
Greater New York City Area, New York 11530, United States

  • 516.594.1557

Areas of Practice
  • Business Organizations
  • Labor & Employment Law
  • Taxation
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