Ary Rosenbaum – The Rosenbaum Law Firm P.C.

734 Franklin Avenue Suite 302
Greater New York City Area, New York 11530, United States

  • 516.594.1557

Being a long term Plan Provider can be a bad thing too

Being a long time plan provider for a client can be a good thing and it can be a bad thing. While having a long time base of clients is great for business and indicative of client satisfaction, it can be a bad thing too…more
| Labor & Employment Law, Finance & Banking

Plan sponsors should replace the bad Bad Plan Decision Makers

If your company’s retirement plan got into some trouble because the powers that be who run the plan (whether it’s the C.E.O., human resources director, or retirement plan committee) took their eye off the plan, it may be a time…more
| Labor & Employment Law, Finance & Banking

Limiting Plan Sponsor Liability: The Board Game

After the downstairs play area was rebuilt after Hurricane Sandy, my wife went on a toy-buying spree to replace the board games we lost thanks to the five feet of water. My wife loves board games and the kids do too. Having…more
| Labor & Employment Law, Finance & Banking

How to Pick Your Retirement Plan Providers

Too often, retirement plan providers are selected at the family dinner table, the golf outing, or a house of worship. While those are nice places for social gatherings, they are not the ideal place for selecting plan providers…more
| Business Organizations, Labor & Employment Law, Finance & Banking, Taxation

Advisors Advantage - October 2014

Dumb Mistakes that 401(k) Financial Advisors Should Avoid - Stuff to think about. We all make mistakes, well except my mother. There are mistakes we make that we think are pretty good in hindsight, but end up being…more
| Labor & Employment Law, Finance & Banking

Read the 5500 before E-Filing It.

Now is the time that plan sponsors who are on extension to file their Form 5500 should be receiving them via email from their third party administrator (TPA). While plan sponsors just immediately file them to get it off…more
| Labor & Employment Law, Finance & Banking, Taxation

Lies That Prospective Retirement Plan Providers May Tell You

When we were children, our mothers told us stories that we believed to be true because we always believed what our parents were telling us was the truth. Part of growing up is realizing that a good chunk of what your mom told…more
| Business Organizations, Commercial Law & Contracts, Labor & Employment Law, Law Practice Products & Services, Taxation

Dumb Mistakes that 401(k) Financial Advisors Should Avoid

We all make mistakes, well except my mother. There are mistakes we make that we think are pretty good in hindsight, but end up being pretty dumb in the long run. I’m still kicking myself when I sold my shares in Marvel Comics at…more
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You’re in the People Connection Business

At my old law firm, there was a brilliant law firm partner. His only problem was that he had no people skills. He’d be great for research or writing, but you’d want him as far away from the client as possible…more
| Finance & Banking, Labor & Employment Law

The Rosenbaum Law Firm Review

Keep those Plan documents and amendments. You will always need them. Plan sponsors aren't the greatest keeper of plan records because as a plan fiduciary, they think they get too many reports, prospectuses, and…more
| Labor & Employment Law, Finance & Banking

Issues with Hiring a Mutual Fund Company as Your 401(k) TPA

In England, British breweries own many of the top beer pubs because watering holes are an effective means of beer distribution. If a business can control the method of distribution of their own products, they can expand the…more
| Business Organizations, Finance & Banking, Labor & Employment Law, Taxation

Keep those Plan documents and amendments

Plan sponsors aren’t the greatest keeper of plan records because as a plan fiduciary, they think they get too many reports, prospectuses, and plan documents. It’s a lot paper to keep, but in a world of mobile storage thanks to…more
| Labor & Employment Law, Finance & Banking

Retirement Plan Crazy Season

It’s now Fall and it’s one of my least favorite time of the year because I love Spring and Summer and Fall means Winter is around the corner. For a retirement plan professional, it’s one of the best times of the year…more
| Labor & Employment Law, Finance & Banking

Make Sure Steak Goes With The Sizzle

So as a retirement plan provider or referring one to your plan sponsor clients, concentrate on those that are competent, rather than those who have flashy websites, or vague promises that their TPA services integrate with…more
| Finance & Banking, Labor & Employment Law

Tales of a Former TPA Attorney

I was very lucky that when I started as an ERISA attorney in 1998, I worked as a staff attorney for third party administrators (TPAs) because it gave me insight and experience that I could never have gotten as an attorney…more
| Business Organizations, Labor & Employment Law, Finance & Banking, Taxation
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Areas of Practice
  • Business Organizations
  • Labor & Employment Law
  • Taxation
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