Ary Rosenbaum – The Rosenbaum Law Firm P.C.

Avoiding The “Bumps” Of Being A Retirement Plan Provider

I’m a big fan of business history and every successful company that has ever been founded has had a few bumps along the way. For example, Apple almost went out of business a few times when products like the Newton didn’t exactly…more
| Business Organizations, Finance & Banking, Labor & Employment Law, Taxation

The Big 401(k) Issue Many Don’t Focus On

The fixation and discussion about plan expenses usually flares up when the stock market isn’t doing well. Two major corrections within a 10-year period (2000-2010) made fee disclosure regulations inevitable.  With the way the…more
| Business Organizations, Labor & Employment Law, Finance & Banking, Securities Law

The Rosenbaum Law Firm Review - January 2016

Future Trends In 401(k) That A Plan Sponsor Should Be Aware Of. Who to pick and why. What was good yesterday might not be good today. There were cigarette ads in the 1930s that suggested that smoking had health…more
| Finance & Banking, Labor & Employment Law, Taxation, Wills, Trusts, & Estate Planning

Future Trends In 401(k) That A Plan Sponsor Should Be Aware Of

What was good yesterday might not be good today. There were cigarette ads in the 1930s that suggested that smoking had health benefits such as cutting down on colds. It would be about 30 years later that people would find out…more
| Business Organizations, Finance & Banking, Labor & Employment Law, Taxation

Open MEPs will rise again

Multiple employer plans (MEPs) are a topic that many plan providers talk about, but don’t really know what is allowed and what’s not. A multiple employer plan is a plan where unrelated employers adopt a plan and it should be…more
| Finance & Banking, Labor & Employment Law, Taxation

A Plan Sponsor’s Guide To Picking Retirement Plan Providers

Since I was about nine and saw it on HBO, one of my favorite movies has been Caddyshack. I loved Caddyshack years before I even liked golf and years before I was mature enough to get all the jokes. One of my favorite scenes is…more
| Business Organizations, Finance & Banking, Labor & Employment Law, Law Firm Marketing

New Great West case and Revenue Sharing

Add Great West under their Empower Retirement brand name as the latest bundled provider being sued. Great West is being sued for revenue sharing fees from mutual funds as part of their program…more
| Business Torts, Finance & Banking, Labor & Employment Law

Don’t skimp out on the retirement plan

As I have stated before, I am loath to hire employees because I was an employee once too. That pretty much means that I never met an employee whoever thought they were overpaid. For that matter, I never met an employer who…more
| Finance & Banking, Labor & Employment Law

When You Should Fire Your Retirement Plan Providers

I am a huge Mets fan and a big fan of the 1986 Champion New York Mets. One of the biggest mistakes the Mets ever made was firing their manager Davey Johnson after several disappointing fin- ishes in 1987, 1988, and 1989. Before…more
| Business Organizations, Labor & Employment Law, Finance & Banking, Taxation

The Vanguard 401(k) lawsuit won’t spark a return to actively managed funds

The Anthem class action lawsuit concerning the use of Vanguard index funds has caused a hullabaloo in the industry. IT even got a writer to pen an article suggested that the lawsuit may trigger a return to the use of actively…more
| Business Torts, Finance & Banking, Labor & Employment Law

Avoid a soap opera with updated Beneficiary forms

Yes, I will admit it: I love soap operas. My favorite show of all-time is Dallas and when I was a senior in high school and I was at home around 12:30 pm, I watched in succession: Young and The Restless, Bold and The…more
| Family Law, Finance & Banking, Labor & Employment Law, Taxation, Wills, Trusts, & Estate Planning

A 401(k) with Vanguard funds is sued, read beyond the headline

Headlines are great, but you need to read the entire article to get the full picture. There is a new class-action lawsuit that is pitting participants in the Anthem Inc. 401(k) plan, with more than $5 billion in assets,…more
| Business Torts, Finance & Banking, Labor & Employment Law

Advisors Advantage - January 2016

Do You Want To Be A 401(k) Financial Advisor? An Intro. Well do you? Whether you're financial advisor who is not in the 401(k) business and want to be in it or you're the financial advisor who wants to dramatically…more
| Finance & Banking, Labor & Employment Law

Do You Want To Be A 401(k) Financial Advisor? An Intro

Whether you’re financial advisor who is not in the 401(k) business and want to be in it or you’re the financial advisor who wants to dramatically increase their small book of business, this is the perfect time. With dramatic…more
| Business Organizations, Finance & Banking, Labor & Employment Law, Taxation

Don’t make yourself a target

Sometimes if you don’t want to be a target, don’t make yourself to be a target. Insperity Inc. a provider of outsourced human resource and business management services to small and midsized businesses has been sued by…more
| Business Torts, Finance & Banking, Labor & Employment Law
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Contact

734 Franklin Avenue Suite 302
Greater New York City Area, New York 11530, United States

  • 516.594.1557

Areas of Practice
  • Business Organizations
  • Labor & Employment Law
  • Taxation
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