Ary Rosenbaum – The Rosenbaum Law Firm P.C.

734 Franklin Avenue Suite 302
Greater New York City Area, New York 11530, United States

  • 516.594.1557

An Employer’s “Recipe” for having a Great Retirement Plan

Every good meal needs a good recipe and every good recipe needs good ingredients. While many products out there have secret ingredients (Coca- Cola), others have secret ingredients that aren’t (that Big Mac special sauce is…more
| Business Organizations, Labor & Employment Law, Finance & Banking, Taxation

Bells and whistles not being used is worse than having no bells and whistles

My wife will admit I am a dutiful husband. For years, I have been forced from sleep to stand online for Black Friday sales. One year, I stood on line at Sports Authority for the 5 am open to buy a treadmill. A treadmill is great…more
| Labor & Employment Law, Finance & Banking

Avoid the next big thing in 401(k) Litigation

ERISA litigators need to eat and once they exhausted much of the fee litigation prior to the implementation of fee disclosure, they needed something else to sink their teeth in. Then we got cases regarding using the wrong share…more
| Labor & Employment Law, Finance & Banking

Why An Employer Can And Should Set Up A Retirement Plan Committee

Being a retirement plan sponsor can be a bit overwhelming and one of the major reasons that retirement plans are mismanaged because there is a lack of management. Retirement plan committees, regardless of the size of the plan…more
| Business Organizations, Labor & Employment Law, Finance & Banking, Taxation

The Fallout from Fee Disclosure continues

When I was fresh out of school and started my first job working for a third party administration (TPA), the paralegal that I was working with told me her experience with the retirement plan business that was pre-ERISA. Marge…more
| Labor & Employment Law, Finance & Banking

As a 401(k) financial advisor, Networking takes time

Being a retirement plan financial advisor is a never-ending battle to maintain your book of business while trying to grow it. When it comes to networking and social media, I think the way you meet potential clients and…more
| Law Firm Marketing

Advisor's Advantage - November 2014

In This Issue: - How A Plan Provider Can Lose Clients in 7 Easy Ways - Being a long term Plan Provider can be a bad thing too - Advisors should help grow Client's assets - Be accountable as a Plan Provider -…more
| Labor & Employment Law, Finance & Banking

Good “Housekeeping” Tips To Minimize A Retirement Plan Sponsor’s Liability

When I was at Stony Brook, there was a Political Science course that I enjoyed called Government Regulation of Business. When it came time to exams, I realized that buying the textbook was a bad idea since the exams were just…more
| Business Organizations, Labor & Employment Law, Finance & Banking, Taxation

Mid-Term Elections and Being A Plan Sponsor

Whether you vote right or left, the beauty of the mid-term elections was that it is ultimately about accountability. Accountability is the essence of democracy. Many of the Senators defeated in the mid-term elections were from…more
| Elections & Politics, Labor & Employment Law, Finance & Banking

Plan participation is up, but the problems remain

The percentage of workers who participate in a retirement plan increased in 2013 for the first time since 2010, according to a report by the nonpartisan Employee Benefit Research Institute. Participation rose to 40.8…more
| Labor & Employment Law, Finance & Banking

How A Plan Provider Can Lose Clients in 7 Easy Ways

It’s easier to spend money than to make money. It’s easier to lose a client than get hired by a new one. As a retirement plan provider, you can ill-afford to lose clients. Too many retirement plan providers don’t see how their…more
| Business Organizations, Labor & Employment Law, Finance & Banking, Taxation

SaverNation 2.0

SaverNation is one of the best ideas out there in the 401(k) marketplace. It can reward 401(k) plan participants an opportunity to save money in their 401(k) plan by making product purchases online…more
| Finance & Banking, Labor & Employment Law

Be accountable as a Plan Provider

When I was working at that law firm and I wasn’t able to draw enough business to my practice, I can fault the law firm partners who didn’t refer me work or the marketing office couldn’t help so much because they were doing work…more
| Law Practice Products & Services

The Rosenbaum Law Firm Review

Plan sponsors should replace the Bad Plan Decision Makers. It's time for them to go. If your company's retirement plan got into some trouble because the powers that be who run the plan (whether it's the C.E.O.,…more
| Labor & Employment Law, Finance & Banking

How to Pick Your Retirement Plan Providers

It’s easier to spend money than to make money. It’s easier to lose a client than get hired by a new one. As a retirement plan provider, you can ill-afford to lose clients. Too many retirement plan providers don’t see how their…more
| Business Organizations, Finance & Banking, Labor & Employment Law, Taxation
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Areas of Practice
  • Business Organizations
  • Labor & Employment Law
  • Taxation
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