Thomas Fox – Compliance Evangelist

Bon Jovi, Social Media and Listening in Your Compliance Program

For every CCO or compliance practitioner, you have multiple audiences. First and foremost is your employee base but there can be third parties, shareholder or other stakeholders. One of the key insights of a number of business…more
| Commercial Law & Contracts, Communications & Media Law

Day 19 of One Month to a Better Board-Three Core Areas of Board Inquiry [Video]

There are three core areas upon which Directors should focus their attention to help establish and maintain an effective compliance program. In this podcast I discuss the three which are: (1) structural, (2) cultural, (3) risk…more
| Business Organizations, Finance & Banking, International Law & Trade, Science, Computers, & Technology, Securities Law

Horse-trading Your Way to a Better Compliance Program

On this day in 1836, Colonel William Barrett Travis issued his now famous call for help on behalf of the Texan troops defending the Alamo. It has gone down as one of the great cries for freedom-loving peoples everywhere. The…more
| Commercial Law & Contracts, International Law & Trade

Day 18 of One Month to a Better Board-Six Areas of Board Inquiry into Compliance [Video]

Where does “Tone at the Top” start. With any public and most private US companies, it is at the Board of Directors. But what is the role of a company’s Board in FCPA compliance? We start with several general statements about the…more
| Business Organizations, Finance & Banking, International Law & Trade, Science, Computers, & Technology, Securities Law

When Will Shareholders Force Boards to Do Compliance?

Today we honor one of the most iconic moments of World War II (WWII) and one of the most famous photographs of all time, that of the Marines raising the US flag on Mount Suribachi on the island of Iwo Jima. Marine photographer…more
| Commercial Law & Contracts, International Law & Trade

FCPA Compliance Report-Episode 309-James Koukios [Video]

In this episode I visit with Morrison Forrester partner James Koukios on the firm's December newsletter on the Top Ten International Anti-Corruption Developments for December 2016. James and I visit about some of the lesser…more
| Business Organizations, Finance & Banking, International Law & Trade, Science, Computers, & Technology, Securities Law

Day 17 of One Month to a Better Board-Incorporating Compliance into Long-Term Corporate Strategy [Video]

In this final five days of my One Month to a Better Board series, I will look at inquiries and questions a Board can take to help the organization actually do compliance going forward. I begin with an exploration of how can a…more
| Business Organizations, Finance & Banking, International Law & Trade, Science, Computers, & Technology, Securities Law

First ‘Trial of the Century’ and the SQM FCPA Enforcement Action – Part II

Today I conclude my two-part series on the recent Foreign Corrupt Practices Act (FCPA) enforcement action involving the Chilean chemicals and mining company Sociedad Química y Minera de Chile (SQM), which agreed to pay a…more
| Commercial Law & Contracts, International Law & Trade

FCPA Compliance Report-Episode 308-Ben Locwin on Forecasting  [Video]

In this first part of a three part series on the risk management process, noted risk management guru Ben Locwin and I visit about forecasting in the risk management process…more
| Business Organizations, Finance & Banking, International Law & Trade, Science, Computers, & Technology, Securities Law

Day 16 of One Month to a Better Board-the Board and Succession Planning [Video]

Yesterday, I considered the Board of Director’s role in hiring of senior executives and in other key positions and corporate positions and corporate relationships. Today I want to consider the Board’s role in succession…more
| Business Organizations, Finance & Banking, International Law & Trade, Science, Computers, & Technology, Securities Law

The Embraer FCPA Enforcement Action

The Department of Justice (DOJ) and Securities and Exchange Commission (SEC) continued their stunning 2016 run of Foreign Corrupt Practices Act (FCPA) decisions with the announcement of the resolution of the Embraer SA (Embraer)…more
| Antitrust & Trade Regulation, Business Organizations, Commercial Law & Contracts, Government Contracting, International Law & Trade

New DOJ Evaluation – Valuable Document for the Compliance Practitioner: Part II

Yesterday I began a two-part series on the Department of Justice (DOJ’s) “Evaluation of Corporate Compliance Programs” (Evaluation) posted on the Fraud Section website late last week. The document is an 11-part list of questions…more
| Commercial Law & Contracts, Mergers & Acquisitions, International Law & Trade

Day 15 of One Month to a Better Board-the Board Role in Hiring [Video]

What is the role of a Board of Directors in hiring senior executives, Chief Compliance Officers and even other Board members? I recently explored this issue with Candice Tal, founder and CEO of Infortal, a global security and…more
| Business Organizations, Finance & Banking, International Law & Trade, Science, Computers, & Technology, Securities Law

Day 14 of One Month to a Better Board-Boards and Doing Business in China [Video]

The bribery and corruption case of GlaxoSmithKline PLC (GSK) resonated across the corporate globe. While many questions are still unanswered, one that seems to be at the forefront of the inquiry was where was the GSK Board of…more
| Business Torts, Finance & Banking, International Law & Trade, Science, Computers, & Technology, Securities Law

New DOJ Evaluation – Valuable Document for the Compliance Practitioner: Part I

I guess Matt Kelly cannot leave his journalist roots for it was he who broke the story within the greater compliance community that the Department of Justice (DOJ) very quietly released a document, entitled “Evaluation of…more
| Commercial Law & Contracts, International Law & Trade
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Houston, TX 77042, United States

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Areas of Practice
  • Business Organizations
  • Commercial Law & Contracts
  • Energy & Utilities
  • International Law & Trade
  • Securities Law
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