Thomas Fox
Compliance Evangelist

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11152 Westheimer
Ste. 742
Houston, TX 77042, United States
Phone: 832-744-0264
Areas of Practice
  • Business Organizations
  • Commercial Law & Contracts
  • Energy & Utilities
  • International Law & Trade
  • Securities Law
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AI for Risk Management in Compliance – A New Business Advantage

There have been some articles recently which discussed the revolution of technology into compliance, specifically with the introduction of Artificial Intelligence (AI) into the profession. A few pieces claimed this was…more
 /  Commercial Law & Contracts, International Law & Trade, Science, Computers, & Technology

Day 19 of One Month to 3rd Party Management-Risk Ranking in the Supply Chain [Video]

One of the areas many companies do not focus on enough is possible corruption in their Supply Chain (SC) for goods and services provided on a company’s behalf. The FCPA risks can be just as great through those entry points as it…more
 /  Business Organizations, Finance & Banking, International Law & Trade, Science, Computers, & Technology, Securities Law

The FCPA at 40 – FCPA Enforcement and the International Fight Against Bribery

In two speeches last week Department of Justice (DOJ) Acting Principal Assistant Attorney General Trevor McFadden addressed multiple topics and issues around the Foreign Corrupt Practices Act (FCPA). The first set of remarks…more
 /  Commercial Law & Contracts, International Law & Trade

Day 18 of One Month to 3rd Party Management-Freight Forwarders [Video]

The FCPA world is littered with cases involving freight forwarders, brokers and agents in the shipping and express delivery arena. Both the Department of Justice and Securities and Exchange Commission have aggressively pursued…more
 /  Business Organizations, Finance & Banking, International Law & Trade, Science, Computers, & Technology, Securities Law

Data Analysis In a Compliance Best Practices Program

An in-depth look at the use of data analysis in a best practices compliance program under the Foreign Corrupt Practices Act (FCPA), UK Bribery Act or other anti-corruption compliance regime…more
 /  Antitrust & Trade Regulation, Business Organizations, Criminal Law, International Law & Trade

The FCPA at 40 – Corporate Responsibility for Compliance

In two speeches last week Department of Justice (DOJ) Acting Principal Assistant Attorney General Trevor McFadden addressed multiple topics and issues around the Foreign Corrupt Practices Act (FCPA). The first set of remarks…more
 /  Commercial Law & Contracts, International Law & Trade

Day 17 of One Month to 3rd Party Management-Distributor Compensation [Video]

One of the issues in any compliance program is the compensation paid to a third party as FCPA exposure arises when companies pay money - either directly or indirectly - to fund bribe payments. In the traditional intermediary…more
 /  Business Organizations, Finance & Banking, International Law & Trade, Science, Computers, & Technology, Securities Law

Day 16 of One Month to 3rd Party Management-Terminating a Third Party [Video]

At some point, you will be required to terminate a third-party and there will be multiple legal, compliance and business issues to navigate going forward. If you are stuck doing it in the middle of a Foreign Corrupt Practices…more
 /  Business Organizations, Finance & Banking, International Law & Trade, Science, Computers, & Technology, Securities Law

Compliance into the Weeds-Episode 36, McFadden Remarks on FCPA Enforcement [Video]

In this episode, Matt Kelly and I take a very deep dive into two recent speeches by Department of Justice (DOJ) Acting Principal Assistant Attorney General Trevor McFadden in which he addressed multiple topics and issues around…more
 /  Business Organizations, Finance & Banking, International Law & Trade, Science, Computers, & Technology, Securities Law

The FCPA at 40 – Evolution in the Fight Against Bribery and Corruption

In two speeches last week Department of Justice (DOJ) Acting Principal Assistant Attorney General Trevor McFadden addressed multiple topics and issues around the Foreign Corrupt Practices Act (FCPA). The first set of remarks…more
 /  Commercial Law & Contracts, International Law & Trade

This Week in FCPA-Episode 49, DisneyWorld Ethics Edition [Video]

In this episode, Jay Rosen returns from a week’s trip to Walt Disney World. Jay and I have a wide-ranging discussion on some of the week’s top compliance related stories. We discuss: 1. DOJ Criminal Division's Acting…more
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Day 15 of One Month to 3rd Party Management-Third Party Management ROI [Video]

One area that has bedeviled Chief Compliance Officers (CCOs) and compliance practitioners is how to determine the return on investment (ROI) for your compliance program regarding third parties. While it is still clear that third…more
 /  Business Organizations, Finance & Banking, International Law & Trade, Science, Computers, & Technology, Securities Law

Writing Tips Inform Your Compliance Program

Today I consider some tips from the world of fiction composition for your compliance program. These lessons are applicable for both the design, enhancement and implementation of your compliance regime. Moreover, by considering…more
 /  Commercial Law & Contracts

Day 14 of One Month to Better 3rd Party Management-Third Party Program Check Up [Video]

When was the last time you gave your third party risk management program a check up?…more
 /  Business Organizations, Finance & Banking, International Law & Trade, Science, Computers, & Technology, Securities Law

Day 14 of 30 Days to a Better 3rd Party Management-Third Party Program Check Up [Video]

When was the last time you considered the health of your company’s third party management program? A good way to test that well-being is to perform a check-up on your third party program…more
 /  Business Organizations, Finance & Banking, International Law & Trade, Science, Computers, & Technology, Securities Law
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