Alan Brudner

Alan Brudner

Katten Muchin Rosenman LLP

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Second Circuit Reaffirms That Attorney-Client Privilege Is Not Waived By Sharing Documents With Parties Pursuant to a Common Legal...

On November 10, 2015, the US Court of Appeals for the Second Circuit issued an opinion reaffirming that the attorney-client privilege and work product protections were not waived by a businessman and his company when they...more

11/23/2015 - Attorney-Client Privilege Common-Interest Privilege Litigation Strategies Work Product Privilege

SEC Enforcement Action Alleges an Adviser Failed to Adopt Adequate Cybersecurity Policies and Procedures; SEC Issues an Investor...

On September 22, 2015, the Securities and Exchange Commission (SEC) filed a settled administrative proceeding[1] alleging that a registered investment adviser failed to adopt cybersecurity procedures in violation of an SEC...more

9/25/2015 - Cybersecurity Data Breach Enforcement Actions Investment Adviser Personally Identifiable Information Risk Alert SEC Security and Privacy Controls

Fee Advancement Considerations Arise From Recent Delaware and Third Circuit Decisions

Recent decisions by the US Court of Appeals for the Third Circuit and the Delaware Court of Chancery have raised important issues regarding fee advancement bylaws or policies of Delaware corporations. Please see full...more

7/21/2015 - Appeals Attorney's Fees Board of Directors Bylaws C-Suite Executives Contract Drafting Corporate Officers Criminal Prosecution Delaware General Corporation Law Goldman Sachs Indemnification Clauses Insider Trading

Cyber-Attacks: Threats, Regulatory Reaction and Practical Proactive Measures to Help Avoid Risks

I. Cybersecurity; Its Importance and Relevance – How We Got to Where We Are Today - In the past few months, the White House, Home Depot, JP Morgan, Hard Rock Hotels, Tesla, the St. Louis Federal Reserve, the Internal...more

6/24/2015 - Best Practices CFTC Cyber Attacks Cybersecurity Data Breach DOJ Financial Institutions FINRA FTC NASD NFA Popular Regulation S-P Regulatory Agencies Regulatory Agenda Risk Assessment Risk Mitigation SEC Strategic Planning

SDNY Holds No Attorney-Client Privilege Applies to Communications With In-House Legal Department in China

A US District Court in the Southern District of New York recently ordered Bank of China Limited (BOC) to produce thousands of documents that the court found not to be protected by the attorney-client privilege or work-product...more

12/16/2013 - Attorney-Client Privilege China Confidential Communications Corporate Counsel

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