Calum Burnett

Calum Burnett

Allen & Overy LLP

Contact  |  View Bio  |  RSS

Latest Publications


Corporate criminal liability risk increases for financial services

A proposed new UK law contains the largest expansion of UK corporate criminal liability since the Bribery Act 2010 and one of the most significant overhauls of money laundering and proceeds of crime legislation in the last...more

11/22/2016 - Criminal Liability Financial Services Industry HMRC Risk Assessment Suspicious Activity Reports (SARs) Tax Evasion UK UK Bribery Act Unexplained Wealth Orders (UWOs)

The Fair and Effective Markets Review: The Final Report

Overall, the Final Report sets out some important proposed changes for FICC markets, such as creating a new statutory civil and criminal market abuse regime for spot FX, lengthening the maximum sentence for criminal market...more

7/9/2015 - Asset Management Bank of England Broker-Dealer Criminal Prosecution FICC FICC Market Standards Board (FMSB) Financial Conduct Authority (FCA) Hedge Funds HM Treasury IOSCO PRA Trade Market Abuse UK

Asset Management Firms And The Risk Of Market Abuse: Key Practical Points From The FCA's Thematic Review Feedback And Recent FCA...

Tackling market abuse continues to be a strategic priority for the FCA. In late 2014, the FCA undertook a thematic review into asset management firms and the risk of market abuse, the results of which were published in...more

5/25/2015 - Asset Management Compliance Enforcement Enforcement Actions Financial Conduct Authority (FCA) Financial Institutions Fund Managers Insider Trading Risk Management Risk Mitigation Trade Market Abuse

FCA And PRA Senior Managers And Certification Regime –March 2016 Implementation Date Announced

Rules due to come into force in March 2016 Yesterday HM Treasury announced the commencement date for the new FCA and PRA Senior Managers and Certification Regime. Relatively limited information has been released, but...more

3/6/2015 - Certifications Code of Conduct Financial Conduct Authority (FCA) New Regulations Prudential Regulation Authority Senior Insurance Managers Senior Managers Senior Managers Insurers Regime (SMIR) Treasury UK

Review Of FCA And PRA Enforcement Processes: HM Treasury Findings And Recommendations

On 18 December 2014, HM Treasury published a final report following the review that it has undertaken of enforcement decision-making processes at the FCA and the PRA. Originally published in Practical Law on February...more

2/23/2015 - Enforcement Financial Conduct Authority (FCA) Public Records Act Treasury UK

Government launches review of FCA and PRA enforcement processes

On 6 May 2014, the Chancellor of the Exchequer announced that HM Treasury would undertake a review of the enforcement decision making processes for the Financial Conduct Authority (the FCA) and Prudential Regulation Authority...more

5/16/2014 - Administrative Hearings Decision-Making Process Enforcement Actions Financial Conduct Authority (FCA) FSA HM Treasury Prudential Regulation Authority Settlement

6 Results
View per page
Page: of 1

"My best business intelligence, in one easy email…"

Your first step to building a free, personalized, morning email brief covering pertinent authors and topics on JD Supra:

Sign up to create your digest using LinkedIn*

*By using the service, you signify your acceptance of JD Supra's Privacy Policy.

Already signed up? Log in here

*With LinkedIn, you don't need to create a separate login to manage your free JD Supra account, and we can make suggestions based on your needs and interests. We will not post anything on LinkedIn in your name. Or, sign up using your email address.