The CFTC recently approved the National Futures Association’s interpretive notice (the “Cybersecurity Notice”) on the general requirements that members should implement for their information systems security programs...more
10/30/2015
/ Breach Notification Rule ,
CFTC ,
Commodities ,
Commodity Pool ,
Corporate Executives ,
Cyber Incident Reporting ,
Cyber Threats ,
Cybersecurity ,
Data Breach Plans ,
Data Privacy ,
Data Protection ,
Data Security ,
Due Diligence ,
Futures ,
Information Systems Security Program (ISSP) ,
Information Technology ,
Major Swap Participants ,
NFA ,
NIST ,
Personal Data ,
Recordkeeping Requirements ,
Security Risk Assessments ,
Sensitive Business Information ,
Swap Dealers ,
Third-Party Service Provider ,
Training Requirements
As a reminder, the Identity Theft Red Flags Rules jointly adopted by the SEC and CFTC, which took effect on May 20, 2013, have an upcoming compliance date of November 20, 2013. Under these rules, certain SEC and...more
Regulation S-ID -
On April 10, 2013, the Securities and Exchange Commission (SEC) and the Commodity Futures Trading Commission (CFTC) jointly adopted identity theft red flags rules (the Rules) and corresponding...more