Cody Cowper

Cody Cowper

Dechert LLP

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SEC Enforcement Initiative to Root Out Repeated Late Filers of Ownership Forms Due Under Sections 13 and 16 — Reminder to Ensure...

On September 10, the U.S. Securities and Exchange Commission (“SEC”) announced charges against 28 officers, directors and major shareholders for violating Sections 13 and 16 of the Securities Exchange Act of 1934 (the...more

9/15/2014  /  Enforcement , Enforcement Actions , Internal Controls , Securities and Exchange Commission (SEC) , Securities Exchange Act
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