David Jenson

David Jenson

Stinson Leonard Street

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Latest Posts › Asset Management

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Don’t Lie About Assets Under Management

Umesh Tandon, president, chief compliance officer, and sole owner of Simran Capital Management, recently agreed to a settlement with the SEC relating to alleged violations of the Investment Advisers Act of 1940 and the...more

4/19/2013 - Asset Management Investment Advisers Act of 1940 Investment Company Act of 1940 Misrepresentation SEC Settlement

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