In this issue:
- SEC’s Office of Investor Education and Advocacy Releases Alert on Identifying Fraudulent Private Placements
- ICE Futures U.S. Issues Amendments to EFRP Rule and FAQs
- Consumer Financial...more
8/18/2014
/ Alternative Investment Fund Managers Directive (AIFMD) ,
Banks ,
Derivative Suit ,
EU ,
European Securities and Markets Authority (ESMA) ,
Federal Savings Associations ,
Financial Conduct Authority (FCA) ,
Fraud ,
Immigration and Customs Enforcement (ICE) ,
OCC ,
OCIE ,
PSLRA ,
Securities and Exchange Commission (SEC) ,
Securities Fraud ,
Virtual Currency