David Kravitz

David Kravitz

Katten Muchin Rosenman LLP

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SEC Chair Mary Jo White Outlines Potential Changes to “Accredited Investor” Definition

On November 14, Securities and Exchange Commission Chair Mary Jo White delivered a letter to Representative Scott Garrett, Chairman of the House of Representatives Subcommittee on Capital Markets and Government-Sponsored...more

11/25/2013 - Accredited Investors JOBS Act SEC Securities Act of 1933

SEC Launches Public Website for Analyzing Exchange Data

On October 9, the Securities and Exchange Commission launched a new website (www.sec.gov/marketstructure) designed to provide investors and other market participants with the ability to analyze market metrics and to access...more

10/15/2013 - Big Data Investors SEC

District Court Rejects Challenge to SEC Conflict Minerals Rule

On July 23, the US District Court for the District of Columbia issued a decision granting the Securities and Exchange Commission’s motion for summary judgment in a challenge to the SEC’s “conflict minerals” rule that was...more

7/30/2013 - Conflict Mineral Rules Dodd-Frank First Amendment Mineral Extraction Resource Extraction SEC

District Court Vacates SEC’s Resource Extraction Issuer Rule

On July 2, the US District Court for the District of Columbia vacated the resource extraction issuer disclosure rule that the Securities and Exchange Commission adopted last year in accordance with mandates under the...more

7/16/2013 - Dodd-Frank Natural Resources Resource Extraction SEC Securities Exchange Act

SEC Issues FAQs on Conflict Minerals and Payments by Resource Extraction Issuers

On May 30, the Division of Corporation Finance of the Securities and Exchange Commission issued responses to frequently asked questions regarding the disclosure of conflict mineral usage and payments by resource extraction...more

6/11/2013 - Conflict Mineral Rules Disclosure Requirements Dodd-Frank Form SD Resource Extraction SEC

NASDAQ Proposes Internal Audit Function Requirement for Listed Issuers

On March 4, the Securities and Exchange Commission published notice that The NASDAQ Stock Market LLC (NASDAQ) had filed a proposed new rule that would require each NASDAQ-listed issuer to maintain an internal audit function....more

3/26/2013 - Internal Audit Functions Nasdaq SEC

Petitioners File Opening Brief Challenging SEC's Conflict Minerals Rule

The National Association of Manufacturers, the Chamber of Commerce of the United States of America and Business Roundtable recently filed their opening brief with the US Court of Appeals for the District of Columbia Circuit...more

2/12/2013 - Chamber of Commerce Conflict Mineral Rules Disclosure Requirements Dodd-Frank National Association of Manufacturers Reporting Requirements SEC

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