Corporate and Financial Weekly Digest - Volume IX, Issue 46

In this issue:

- US Court of Appeals for the District of Columbia Circuit Grants Petition for Rehearing of Decision on Conflicts Minerals Rule

- Register for Our 2015 Proxy Season Update Webinar

- SEC Adopts Regulation Systems Compliance and Integrity Rules

- FINRA and the MSRB Release Companion Proposals That Would Require Additional Disclosures for Transactions in Fixed Income Securities

- CFTC Proposes to Revise Interpretation on Forward Contracts with Embedded Volumetric Optionality

- CFTC Extends Relief for Non-US Swap Dealers from Transaction-Level Requirements

- CFTC Agricultural Advisory Committee to Meet on December 9

- FinCEN Updates List of Jurisdictions with AML/CFT Deficiencies

- CFTC Seeks Input on New Market Risk Advisory Committee

- Investor Claims NetTALK Executives Took Control of Board

- Global Crowdfunding Site Consents to SEC Censure

- FCA Complaints Review May Impact FCA-Authorized Investment Firms

- European Commission Extends Deadline for the CRR

- Excerpt from US Court of Appeals for the District of Columbia Circuit Grants Petition for Rehearing of Decision on Conflicts Minerals Rule:

On November 18, the US Court of Appeals for the District of Columbia Circuit granted the petitions of the Securities Exchange Commission and Amnesty International for a panel rehearing of the lawsuit challenging the SEC’s conflict minerals rule.

Please see full publication below for more information.

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DISCLAIMER: Because of the generality of this update, the information provided herein may not be applicable in all situations and should not be acted upon without specific legal advice based on particular situations.

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