Corporate and Financial Weekly Digest - Volume IX, Issue 47

Katten Muchin Rosenman LLP
Contact

In this issue:

- SEC Sets October 2015 Target Date for Certain Dodd-Frank and JOBS Act Rulemaking

- FINRA Issues Notice on TRACE Trade Reporting Obligations

- NFA Issues Guidance on Exempt and Excluded CPOs and CTAs

- NFA Proposes Amendment to NFA Compliance Rule 2-4

- NYS DFS Publishes All BitLicense Comments; California Considers Regulation

- SEC Issues Third-Annual Dodd-Frank Whistleblower Program Report

- Expedited Proceedings Denied Where Harm Is Only Speculative

- SEC Charges Company Executives With Issuing False Press Releases to Inflate Stock Price

- OCC’s Curry Advocates Regulatory Reduction for Smaller Banks and Thrifts

- FFIEC Releases Revised BSA/AML Examination Manual

- New European Data Protection Guidelines Published

- AIFM Directive – Latvia, Poland and Spain Warned by European Commission for Failing to Fully Implement New Investment Fund Rules

- Excerpt from SEC Sets October 2015 Target Date for Certain Dodd-Frank and JOBS Act Rulemaking:

The Securities and Exchange Commission recently published its agenda with respect to upcoming rulemaking, including rulemaking contemplated by the Dodd-Frank Wall Street Reform and Consumer Protection Act (DoddFrank Act) and the Jumpstart Our Business Startups Act (JOBS Act). In setting its agenda, the SEC established target dates for taking various rulemaking actions, including setting an October 2015 target for taking the following measures to implement portions of the Dodd-Frank Act and the JOBS Act...

Please see full publication below for more information.

LOADING PDF: If there are any problems, click here to download the file.

DISCLAIMER: Because of the generality of this update, the information provided herein may not be applicable in all situations and should not be acted upon without specific legal advice based on particular situations. Attorney Advertising.

© Katten Muchin Rosenman LLP

Written by:

Katten Muchin Rosenman LLP
Contact
more
less

PUBLISH YOUR CONTENT ON JD SUPRA NOW

  • Increased visibility
  • Actionable analytics
  • Ongoing guidance

Katten Muchin Rosenman LLP on:

Reporters on Deadline

"My best business intelligence, in one easy email…"

Your first step to building a free, personalized, morning email brief covering pertinent authors and topics on JD Supra:
*By using the service, you signify your acceptance of JD Supra's Privacy Policy.
Custom Email Digest
- hide
- hide