Regulatory Standards

News & Analysis as of

Investing in Russia Guide

Dentons Moscow office has recently issued Investing in Russia Guide for companies and financial institutions considering investments in Russia. The report on the legal framework for investments covers corporate, real estate,...more

Update on Third Country Equivalence Under EMIR

The European Commission has adopted “equivalence” decisions on the derivatives regulatory regimes for central counterparties in Canada, Mexico, Republic of Korea, South Africa and Switzerland. This follows the decisions...more

Agencies Announce Final EGRPRA Outreach Meeting

On November 13, the OCC, the FDIC, and the Federal Reserve announced that the final outreach meeting to review regulations under the Economic Growth and Regulatory Paperwork Reduction Act will be held on December 2 at the...more

FCA consults on CCA mortgages treatment

FCA has published a consultation on the future regulatory treatment of first charge mortgages regulated by the Consumer Credit Act 1974 (CCA). FCA explains that, prior to 31 October 2004, first charge mortgages were regulated...more

EIOPA consults on product guidelines for insurance distributors

EIOPA has launched a consultation on the proposal for preparatory guidelines on product oversight and governance arrangements by insurance undertakings and insurance distributors. The guidelines should help regulators to...more

Australia Implementing Reforms to the National Industrial Chemicals Notification and Assessment Scheme (NICNAS)

As most recently reported in our October 28, 2015, Global Regulatory Update, the Australian government is implementing reforms to the National Industrial Chemicals Notification and Assessment Scheme (NICNAS). According to an...more

The Acquisition and Leveraged Finance Review

During the decade preceding the financial and economic crisis, Austria has developed into a buoyant market for both domestic and international M&A activity, with some of the peak years seeing over 400 deals. Compared to...more

Access Fees and Regulatory Structure of Trading Venues

On October 27, 2015, the Equity Market Structure Advisory Committee (EMSAC or Committee) held its second meeting at the Securities and Exchange Commission (Commission or SEC) in Washington DC. The Committee is considering...more

Challenging FTC Regulation of Cyber-security After FTC v. Wyndham

The Third Circuit interlocutory decision in Federal Trade Commission v. Wyndham Worldwide Corporation was widely reported as a big win for the Federal Trade Commission (“FTC”). But on closer examination, it was a split...more

Commission finalises CRD4 colleges RTS

The Commission has published the Delegated Regulation on regulatory technical standards (RTS) for specifying the general conditions for the functioning of colleges of supervisors under the Fourth Capital Requirements...more

EIOPA modifies Solvency 2 term structures methodology

EIOPA has modified the methodology for calculating the relevant risk-free interest rate term structures for Solvency 2. EIOPA has decided to amend the methodology so that...more

European Commission Adopts Delegated Regulation on RTS Relating to Prudent Valuation Under CRR

On October 26, 2015, the European Commission published the text C(2015) 7245 final of a Delegated Regulation it has adopted on regulatory technical standards (RTS) for prudent valuation under Article 105(14) of the Capital...more

Brussels Regulatory Brief: September/October

On 11 September, TeliaSonera and Telenor have abandoned the proposed merger of their business units in Denmark. The contemplated transaction would have resulted in the establishment of a joint venture active in the provision...more

Update on arbitration SBREFA panel

The CFPB has now taken two more significant steps towards issuing a proposed arbitration rule. On October 20, 2015, the CFPB convened its Small Business Regulatory Enforcement Fairness Act (SBREFA) panel to review the...more

Challenges to Medicare's Outlier Payment Rules - the Secretary Largely Prevails

As we reported in an earlier Payment Matters article, the United States Court of Appeals for the District of Columbia Circuit handed hospitals a partial victory on May 19, 2015, in their challenge to Medicare outlier payments...more

Commission requests risk advice from EIOPA

The Commission has written to ????? requesting further technical advice on the identification and calibration of other infrastructure investment risk categories under Solvency 2. ...more

Does the Schrems Decision Open the Door to New Cyber Insurance Exclusions?

The shockwaves continue from the October 6, 2015 ruling of the Court of Justice of the European Union (CJEU), the European Union’s highest court, invalidating the U.S.-EU “Safe Harbor” data transfer regime in a controversy...more

Draft Derivatives Laws Issued for the Canadian Cooperative System Harmonize Divergent Provincial Approaches

Draft derivatives regulations and a revised draft of the uniform Capital Markets Act (CMA) were issued in August 2015 as part of the process to implement the new Cooperative Capital Market Regulatory System (Cooperative...more

FAA Misses Deadline For Drone Regulations

Under the FAA Modernization and Reform Act of 2012, enacted February 14, 2012 (the “Act”), the Federal Aviation Administration (“FAA”) was charged with completing a rulemaking to integrate small unmanned aircraft systems...more

Supreme Court Hears Arguments on FERC Demand Response Policy

The Energy Policy Act of 2005 ("EPAct 2005") established a national policy to encourage reliable and affordable demand response services. Demand response refers to the ability of retail electric customers to reduce or shift...more

GA Department of Banking and Finance Enters into Consent Order with Mortgage Lender and Owner

On October 21, the Georgia Department of Banking and Finance (the Department) announced a consent order with a South Carolina-based mortgage lender and its individual owner to resolve a Notice of Intent to Revoke Annual...more

Reforms to the Chinese Pesticide Regulation System

Like so many other regulatory programs in China, pesticide regulations are changing. At the 8th China High-Level Forum on Pesticides, Ying Ji, Chief Agronomist of the Institute for the Control of Agrochemicals, Ministry of...more

Basel Committee reports on Basel adoption

The Basel Committee has published the ninth progress report on adoption of the Basel III regulatory framework as of the end of September 2015. The report focuses on the status of domestic rule-making processes to ensure that...more

Basel Committee launches new webpage for CVA comments

The Basel Committee has created a new webpage for accessing the responses received to its consultative review of the credit valuation adjustment (CVA) risk framework (see FReD 3 July)....more

Basel Committee updates on countercyclical capital buffer

To promote consistent implementation of the Basel III countercyclical capital buffer (CCyB), the Basel Committee has a set of FAQs and other supporting information. This includes a list of all prevailing and pre-announced...more

317 Results
View per page
Page: of 13

"My best business intelligence, in one easy email…"

Your first step to building a free, personalized, morning email brief covering pertinent authors and topics on JD Supra:

Sign up to create your digest using LinkedIn*

*By using the service, you signify your acceptance of JD Supra's Privacy Policy.
*With LinkedIn, you don't need to create a separate login to manage your free JD Supra account, and we can make suggestions based on your needs and interests. We will not post anything on LinkedIn in your name. Or, sign up using your email address.