Regulatory Standards

News & Analysis as of

TSCA Reform: Do It Now, Or It May Never Be Done

Whatever window of opportunity exists to reform the Toxic Substances Control Act is closing. This is not only because the mid-term elections are fast approaching, or that there are too few legislative days left this session,...more

The British (Financial Regulatory Principles) Are Coming!

Regulation of financial products and services in the U.S. historically has relied on rules-based regulatory policy, governing business processes including disclosures relating to terms, pricing, structure and marketing. The...more

Polsinelli Podcast - The State of Bank Deals in 2014 [Video]

The banking industry is on a rebound. There is a shift in the industry and a general feeling that there will need to be an increase in the size of banks in order to afford the increased costs in technology and compliance with...more

Fight against Cyber bullying more successful after self-regulatory code?

Cyber bullying might be better prevented as a consequence of the self-regulatory code whose draft version is now subject to a consultation run by the Italian Ministry of the Economic Development....more

Regulating for Growth: Asymmetric Regulation of Electronic Communications in Emerging Economies

1. INTRODUCING REGULATING FOR GROWTH - Regulating for Growth (RfG) is an initiative to harness knowledge and experience in the communications sector to create a series of analyses and guidelines to assist practical and...more

ESMA Publishes Opinion on Draft Regulatory Technical Standards Under the AIFMD

On August 20, the European Securities and Markets Authority (ESMA) published the opinion it submitted to the European Commission about draft regulatory technical standards (RTS) required under Article 4(4) of the Alternative...more

PCAOB Fixes What Isn’t Broken In New Proposals

The PCAOB has issued two new proposed auditing standards addressing the auditor’s opinion and information included in annual reports. ...more

Governmental Agencies and Regulatory Boards Must Now Provide a Reasoned Explanation for Their Decisions in Illinois

The days of governmental agencies or regulatory boards issuing decisions without providing any reasoning may be nearing an end. The Illinois Appellate Court for the Fourth District recently clarified in Medina Nursing Center,...more

ESMA Consults on Non-EU Counterparties OTC Derivative Transactions

On July 17, the European Securities and Markets Authority (ESMA) launched a consultation on draft regulatory technical standards (RTS)....more

How Franchise Systems Can Minimize Risks of Labor Violations

No one enjoys being the center of attention when that attention is coming from federal regulators. Yet that’s where franchise systems have found themselves of late – especially in the hospitality sector, which accounts for a...more

New York Federal Court Holds Courts Possess Power To Accept Or Reject DPA

On July 1, in the U.S. District Court for the Eastern District of New York held that it has the power to accept or reject a deferred prosecution agreement (DPA), and to retain supervisory power over the implementation of a...more

Grayson: Only 1 Agency Should Regulate Wall Street  [Video]

July 10 (Bloomberg Law) -- U.S. Representative Alan Grayson, Democrat from Florida, tells Bloomberg Law's Lee Pacchia that the government missed an opportunity in the midst of the financial crisis to consolidate the...more

NERC Fines Generator for Violations Related to Lead Line Operations

Filing reminds generators with significant high-voltage tie lines that they can be subject to Reliability Standards typically applied to transmission owners and transmission operators. ...more

Judge Posner Suggests Some Renewable Portfolio Standards are Unconstitutional

Renewable portfolio standards (RPSs) that favor in-state renewable energy projects may be unconstitutional under the Commerce Clause. That is the recent opinion of Judge Richard Posner, an influential member of the U.S. Court...more

Federal Reserve Adopts Basel III for U.S. Banks

On July 2, 2013, the Federal Reserve Board approved a final rule implementing the Basel III regulatory capital reforms from the Basel Committee on Banking Supervision as well as certain changes required by the Dodd-Frank Wall...more

Resources Exploration Investment – Industry Has Its Say

Industry Outlines Impact of Government Interference - Earlier this year, we provided a summary of the Productivity Commission's review of non-financial barriers to exploration investment – please see the following...more

CFPB Report Urges Adoption Of Standards For Marketing Financial Adviser Services To Seniors

On April 18, the CFPB issued a report that reviews the marketing of investment adviser services to older Americans. The CFPB found that financial advisers use more than 50 different designations to market expertise in...more

FDIC Announces Availability of Educational Videos

On April 3, the Federal Deposit Insurance Corporation (FDIC) announced the release of the first in a series of technical assistance videos to provide useful information to bank directors, officers and employees on areas of...more

AML Enforcement – A New Era Of Compliance

Last year was the year of Bank Secrecy, sanctions and anti-Money Laundering enforcement. The HSBC settlement sparked significant controversy over the claim by the Justice Department that HSBC and other banks are “too big to...more

Patton Boggs Insights - December 2012: Chemical Safety Board: CSB’s Moure-Eraso: Combustible Dust Standard Needed

Expressing frustration with the lack of action to control combustible dust hazards, CSB Chairman Rafael Moure-Eraso urged the International Code Council (ICC) to adopt a Board recommendation that would strengthen adherence to...more

FDA Shifts Focus to Prevention with Publication of Proposed Food Safety Rules

On January 4th, the U.S. Food and Drug Administration (FDA) published two long-awaited proposed food safety rules aimed at preventing foodborne illness. The proposed rules implement the 2011 Food Safety Modernization Act...more

OSHA Releases Regulatory Agenda And Projects That Final Action Will Be Taken On 10 Regulations In 2013

The federal government, including agencies such as OSHA, are required to give notice of significant regulatory activity by publishing a "semi-annual" regulatory agenda that outlines the status of on-going and planned...more

22 Results
|
View per page
Page: of 1