Edward Pittman

Edward Pittman

Dechert LLP

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Investment Portals Addressed in SEC Staff Guidance Under JOBS Act; No-Action Letters Also Issued

Technology has spawned the formation of new internet-based marketplaces for illiquid and restricted securities. In most instances, these markets are operated by entities registered with the U.S. Securities and Exchange...more

5/15/2013 - AngelList Broker-Dealer Fundersclub.com Funding Portal Investors JOBS Act No-Action Letters SEC Securities Exchange Act

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