Michael Coscia Sentenced to Three Years’ Imprisonment for Spoofing and Commodity Fraud:
Michael Coscia, the first person prosecuted and convicted under a law prohibiting spoofing that was enacted after the 2007-2008...more
7/18/2016
/ Administrative Hearings ,
Amended Regulation ,
CFTC ,
Citigroup ,
Commodities ,
Corporate Fines ,
Criminal Prosecution ,
Disclosure Requirements ,
Electronic Blue Sheets ,
Enforcement Actions ,
Financial Industry Regulatory Authority (FINRA) ,
Regulation AT ,
Securities Fraud ,
Spoofing
CFTC Issues CME Group Report Card: Scores Generally Good But NYMEX and COMEX Directed to Continue to Enhance Spoofing Surveillance -
The Chicago Mercantile Exchange Group found early presents under its Christmas tree...more
12/2/2014
/ Broker-Dealer ,
CFTC ,
Chicago Mercantile Exchange (CME) ,
Citigroup ,
CME NYMEX ,
Cross-Border ,
Deutsche Bank ,
Enforcement Actions ,
Financial Industry Regulatory Authority (FINRA) ,
HSBC ,
IOSCO ,
Regulatory Standards ,
Sanctions ,
Securities and Exchange Commission (SEC)