Gregory Marshall

Gregory Marshall

Bradley Arant Boult Cummings LLP

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Avoiding personal liability amidst heightened AML enforcement

In February 2014, the Financial Industry Regulation Authority (FINRA), the self-regulatory body for the U.S. securities industry, suspended a former global anti-money laundering compliance officer at Brown Brothers Harriman &...more

3/5/2015 - Anti-Money Laundering Bank Secrecy Act Chief Compliance Officers Corporate Culture Enforcement Actions FINRA Personal Liability

Heightened Enforcement Efforts Focus on Financial Institutions’ ‘Culture of Compliance’

The first of a three-part series on the new landscape of anti-money laundering enforcement - During hearings conducted in 2012 by the U.S. Senate’s Permanent Subcommittee on Investigations, Senator Tom Coburn commented...more

2/2/2015 - Anti-Money Laundering Banking Sector BSA/AML Chief Compliance Officers Compliance Corporate Culture Enforcement Enforcement Actions Ethics OCC

Fifth Circuit’s Ruling on Anti-Kickback Act May Generate More Lawsuits against Federal Contractors

In United States v. Kellogg Brown & Root, Inc., No. 12-40447 (5th Cir. July 19, 2013) (“KBR”), the U.S. Court of Appeals for the Fifth Circuit decided questions of first impression concerning the federal Anti-Kickback Act...more

7/29/2013 - Anti-Kickback Statute Contractors False Claims Act Qui Tam Reporting Requirements Subcontractors Vicarious Liability

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