Howard Beber

Howard Beber

Proskauer Rose LLP

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SEC Adopts Higher Net Worth Threshold for Qualified Clients under the Advisers Act

In an order dated June 14, 2016, the Securities and Exchange Commission (SEC) adopted its prior proposal to increase the net worth threshold for "qualified clients" under Rule 205-3 of the Investment Advisers Act of 1940 (the...more

6/22/2016  /  Advisory Contracts , High Net-Worth , Investment Advisers Act of 1940 , Investment Company Act of 1940 , Performance Fee Rule , Qualified Client , Qualified Purchaser , Registered Investment Advisors , Securities and Exchange Commission (SEC)
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