On September 28, 2021, companies trading in the United States over-the-counter securities markets (“OTC Markets”) that do not comply with amended Rule 15c-211 will no longer be eligible for quotation on the OTC Markets,...more
8/16/2021
/ Amended Regulation ,
Broker-Dealer ,
Canada ,
Cross-Border Transactions ,
Crowdfunding ,
Foreign Issuers ,
Foreign Private Issuers ,
Over-the-Counter Sales ,
Public Disclosure ,
Regulation A ,
Securities ,
Securities Exchange Act
The NYSE has made a few recent announcements affecting the obligations of NYSE and NYSE American listed Canadian companies with respect to providing information to the exchange.
An NYSE listed company that files its...more
There are a couple of recent developments that we would like to remind issuers to keep in mind for their upcoming annual reports.
Foreign private issuers who prepare their financial statements in accordance with the...more
On March 1, 2017, the United States Securities and Exchange Commission (SEC) published the taxonomy for the eXtensible Business Reporting Language (XBRL) for financial statements prepared in accordance with International...more