Latest Publications

Share:

Considerations for 2014 Proxy Season and Beyond

Following are some topics that public companies may want to consider in preparation for the 2014 proxy season. Shareholder Proposals - The 2013 proxy season reflected a continued increase in the number of...more

12/19/2013 - Board of Directors CEOs Conflict Mineral Rules Corporate Governance Disclosure Requirements Dodd-Frank Executive Compensation Pay Ratio Proxy Season SEC Shareholder Proposals

First Circuit Finds that a Private Equity Fund Can Be Liable for the Pension Obligations of its Portfolio Company

In Sun Capital Partners III, L.P. et al. v. New England Teamsters & Trucking Industry Pension Fund, No. 12-2312, 2013 WL 3814985 (1st Cir. July 24, 2013), the First Circuit held that a private equity fund could be liable for...more

8/7/2013 - Benefit Plan Sponsors Employee Benefits ERISA Investment Portfolios Pensions Private Equity Title IV

New IRS Regulations Regarding Noncompensatory Partnership Options Effective Immediately

On February 4th, the IRS issued final and further proposed regulations regarding noncompensatory partnership options, effective immediately. Overview - A “noncompensatory partnership option” is any contractual...more

2/8/2013 - Convertabile Equity IRS Non-Compensatory Partnership Options

FINRA Adopts Rule 5123 Requiring the Filing of Offering Documents used in Private Placements of Securities

A new rule requiring FINRA member firms to file copies of certain offering documents related to private placement transactions was approved by the SEC and was effective as of December 3, 2012. FINRA has published FAQs...more

1/25/2013 - FINRA Offering Documents Private Placements SEC Securities

4 Results
|
View per page
Page: of 1