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Considerations for 2014 Proxy Season and Beyond

Following are some topics that public companies may want to consider in preparation for the 2014 proxy season. Shareholder Proposals - The 2013 proxy season reflected a continued increase in the number of...more

12/19/2013 - Board of Directors CEOs Conflict Mineral Rules Corporate Governance Disclosure Requirements Dodd-Frank Executive Compensation Pay Ratio Proxy Season SEC Shareholder Proposals

FINRA Adopts Rule 5123 Requiring the Filing of Offering Documents used in Private Placements of Securities

A new rule requiring FINRA member firms to file copies of certain offering documents related to private placement transactions was approved by the SEC and was effective as of December 3, 2012. FINRA has published FAQs...more

1/25/2013 - FINRA Offering Documents Private Placements SEC Securities

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