Jason Schendel

Jason Schendel

Sheppard Mullin Richter & Hampton LLP

Contact  |  View Bio  |  RSS

Latest Posts › SEC

Share:

SEC Staff To Express No Views On Conflicting Shareholder Proposals Under Rule 14a-8(i)(9)

On January 16, 2015, SEC Chair Mary Jo White issued a directive that the staff of the SEC review its position on Rule 14a-8(i)(9) of the Securities Exchange Act of 1934 (the “Exchange Act”). Concurrent with SEC Chair White’s...more

1/30/2015 - Mary Jo White Proxy Access Rule Proxy Materials Rule 14a-8 SEC Securities Exchange Act Shareholder Proposals Shareholders

NASDAQ Proposes The Adoption Of A New All-Inclusive Annual Listing Fee

On August 26, 2014, The NASDAQ Stock Market LLC (“NASDAQ”) filed with the Securities and Exchange Commission (the “SEC”) certain proposed amendments to the NASDAQ Stock Market Rules (the “Amendments”) to provide for, among...more

9/10/2014 - Fees Filing Fees Nasdaq Proposed Amendments SEC

Considerations for 2014 Proxy Season and Beyond

Following are some topics that public companies may want to consider in preparation for the 2014 proxy season. Shareholder Proposals - The 2013 proxy season reflected a continued increase in the number of...more

12/19/2013 - Board of Directors CEOs Conflict Mineral Rules Corporate Governance Disclosure Requirements Dodd-Frank Executive Compensation Pay Ratio Proxy Season SEC Shareholder Proposals

FINRA Adopts Rule 5123 Requiring the Filing of Offering Documents used in Private Placements of Securities

A new rule requiring FINRA member firms to file copies of certain offering documents related to private placement transactions was approved by the SEC and was effective as of December 3, 2012. FINRA has published FAQs...more

1/25/2013 - FINRA Offering Documents Private Placements SEC Securities

4 Results
|
View per page
Page: of 1

All the intelligence you need, in one easy email:

Great! Your first step to building an email digest of JD Supra authors and topics. Log in with LinkedIn so we can start sending your digest...

Sign up for your custom alerts now, using LinkedIn ›

* With LinkedIn, you don't need to create a separate login to manage your free JD Supra account, and we can make suggestions based on your needs and interests. We will not post anything on LinkedIn in your name.
×