Joel Hoxie

Joel Hoxie

Snell & Wilmer

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The Sell Decision: Aiding, Abetting Liability Not Added

In Sell v. Gama, the Arizona Supreme Court held that the Arizona Securities Act (the “ASA”) does not authorize a secondary liability claim for aiding and abetting another’s primary securities fraud. In so holding, the...more

2/10/2014 - Aiding and Abetting Fraud Securities Fraud

Supreme Court To Reconsider Theory Underlying Modern Securities Class Actions

Last month, the Supreme Court agreed to reconsider the “fraud-on-the-market” presumption, an underpinning of class-action securities litigation for the last 25 years. The Court’s decision to grant certiorari in Halliburton...more

1/6/2014 - Class Action Compliance Halliburton Rule 10b-5 SCOTUS SEC Section 10(b) Securities Exchange Act Securities Litigation

Corporate Communicator - Winter 2014

2014 ANNUAL MEETING SEASON - Dear clients and friends, We present to you our traditional year-end issue of Snell & Wilmer’s Corporate Communicator to help you prepare for the upcoming annual report and proxy...more

12/30/2013 - Annual Meeting Annual Reports Chief Compliance Officers Compliance Conflict Mineral Rules Corporate Counsel Corporate Governance Dodd-Frank Executive Compensation Nasdaq NYSE Pay Ratio Proxy Season Regulation S-K SEC Shareholders Year-End Planning

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