John Moore

John Moore

Morrison & Foerster LLP

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Hong Kong Capital Markets Quarterly News -- October 2013

In This Issue: New Sponsor Regime – Guidance Letters; Policy on Listing Overseas Companies; New Listing Decisions; New Guidance Letters; and Enforcement News Excerpt from New Sponsor Regime – Guidance Letters:...more

11/1/2013 - Enforcement Hong Kong Listing Standards SFC Stocks

Hong Kong Capital Markets Quarterly News -- July 2013

In This Issue: Consultations; New Listing Decisions; Regulatory Watch; New Guidance Letters; and Enforcement News. Excerpt from Consultations - Exchange’s Consultations on Review of Connected Transaction...more

7/29/2013 - Asset Valuations Audits China Disclosure Requirements Hong Kong Investors Listing Standards Prospectus Reporting Requirements Risk Assessment SFC Subsidiaries Waivers

Hong Kong Capital Markets Quarterly News -- February 2013

In This Issue SFC’s Consultation Conclusions on Regulation of Hong Kong IPO Sponsors; Statutory Obligation to Disclose Inside Information now Effective; SFC Review of the Exchange’s 2011 Performance; Consultation...more

2/8/2013 - Capital Markets Disclosure Requirements Enforcement Hong Kong Insider Trading IPO Sponsors Public Listing SFC

Consultation Conclusions on the Regulation of Hong Kong IPO Sponsors – The Top Five Things You Need to Know

On December 12, 2012, the Securities and Futures Commission (SFC) published its eagerly anticipated consultation conclusions concerning the regulation of IPO sponsors (the “Consultation Conclusions”). While a more detailed...more

12/13/2012 - IPO Securities SFC Sponsors

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