In This Issue:
New Sponsor Regime – Guidance Letters; Policy on Listing Overseas Companies; New Listing Decisions; New Guidance Letters; and Enforcement News
Excerpt from New Sponsor Regime – Guidance Letters:...more
In This Issue:
Consultations; New Listing Decisions; Regulatory Watch; New Guidance Letters; and Enforcement News.
Excerpt from Consultations -
Exchange’s Consultations on Review of Connected Transaction...more
7/29/2013
/ Asset Valuations ,
Audits ,
China ,
Disclosure Requirements ,
Hong Kong ,
Investors ,
Listing Standards ,
Prospectus ,
Reporting Requirements ,
Risk Assessment ,
SFC ,
Subsidiaries ,
Waivers
In This Issue
SFC’s Consultation Conclusions on Regulation of Hong Kong IPO Sponsors; Statutory Obligation to Disclose Inside Information now Effective; SFC Review of the Exchange’s 2011 Performance; Consultation...more
On December 12, 2012, the Securities and Futures Commission (SFC) published its eagerly anticipated consultation conclusions concerning the regulation of IPO sponsors (the “Consultation Conclusions”). While a more detailed...more