On May 20, 2015, the Securities and Exchange Commission (the “SEC”) proposed new rules, forms and amendments that would expand the information that registered investment advisers are required to report. The changes are...more
7/20/2015
/ Amended Regulation ,
Books & Records ,
Derivatives ,
Form ADV ,
Investment Adviser ,
Investment Advisers Act of 1940 ,
Private Funds ,
RAUM ,
Reporting Requirements ,
Securities and Exchange Commission (SEC) ,
Umbrella Registration
Recent efforts by the Securities and Exchange Commission (SEC) to bring concentrated regulatory attention to investment managers sharpened over the past year to include a particular focus on the private equity and hedge fund...more