John Swendseid

John Swendseid

Sherman & Howard L.L.C.

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SEC Requires Disclosure Of Bank Loans And Privately Placed Debt By Most Issuers Of Tax-Exempt Bonds

On August 15, 2018, the Securities and Exchange Commission adopted amendments to Rule 15c2-12 promulgated under the Securities Exchange Act of 1934 (the “Rule”). The Rule, among other things, requires brokers, dealers, and...more

8/23/2018  /  Amended Regulation , Amended Rules , Disclosure Requirements , Financial Obligations , MSRB , Municipal Securities Issuers , Securities and Exchange Commission (SEC)

Update: SEC Extends Deadline for Issuers to Participate in SEC’s Municipalities Continuing Disclosure Cooperation (MCDC)...

The Securities and Exchange Commission (SEC) has extended the deadline for issuers and obligors to self-report potential violations of their continuing disclosure obligations from the original deadline of September 10, 2014...more

8/5/2014  /  Disclosure Requirements , MCDC , Municipal Bonds , Municipal Securities Issuers , Municipalities , Reporting Requirements , Securities and Exchange Commission (SEC) , Self-Reporting , Underwriting
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