Jose Lopez

SEC Speaks: Agency Takes Back-To-Basics Approach In Face Of Changing Leadership, Congressional Mandates And New Technologies

The annual “SEC Speaks” conference, in which Securities and Exchange Commission (SEC) representatives review the agency’s efforts over the past year and preview the year to come, was held on February 22-23, 2013. A...more

2/25/2013 - CFTC Citigroup Crowdfunding Dodd-Frank Emerging Trading Technologies Enforcement FINRA FSOC Funding Portal Insider Trading Investor Protection JOBS Act Mary Jo White OIA SEC Whistleblowers