Joseph Adams

Joseph Adams

Snell & Wilmer

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U.S. Supreme Court Expands Whistleblower Protections for Employees of Private Companies

In an opinion issued on March 4, 2014, the U.S. Supreme Court extended the whistleblower protections of the Sarbanes-Oxley Act to employees of private companies that do business with public companies, such as investment...more

3/6/2014 - Lawson v FMR Sarbanes-Oxley SCOTUS Subcontractors Whistleblower Protection Policies

The Sell Decision: Aiding, Abetting Liability Not Added

In Sell v. Gama, the Arizona Supreme Court held that the Arizona Securities Act (the “ASA”) does not authorize a secondary liability claim for aiding and abetting another’s primary securities fraud. In so holding, the...more

2/10/2014 - Aiding and Abetting Fraud Securities Fraud

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