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SEC Steps Up Investigations of Political Intelligence Firms for Insider Trading

In the last few years, Congress, the U.S. Securities and Exchange Commission (SEC), and the courts have significantly increased their efforts to grapple with insider trading in the realm of political intelligence. In 2012,...more

A Few New Enforcement Priorities for FINRA

The enforcement mission of the Financial Industry Regulatory Authority is, by design, a public one....more

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