Below, we have summarized recent developments regarding New York and Kansas lobbying requirements.
New York Lobbying Regulations -
On April 24, 2018, the New York Joint Commission on Public Ethics (JCOPE) voted to...more
5/16/2018
/ Disclosure Requirements ,
Equity Compensation ,
Ethics ,
Exemptions ,
Lobbying ,
Meals-Gifts-and Entertainment Rules ,
Reporting Requirements ,
Salespersons ,
Source of Payments ,
State and Local Government ,
State Procurement Contracts
The Financial Industry Regulatory Authority (FINRA) has filed a regulatory notice seeking comment on proposed changes to its gift, business entertainment and noncash compensation rules for broker-dealers. Comments must be...more