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NASDAQ Proposes The Adoption Of A New All-Inclusive Annual Listing Fee

On August 26, 2014, The NASDAQ Stock Market LLC (“NASDAQ”) filed with the Securities and Exchange Commission (the “SEC”) certain proposed amendments to the NASDAQ Stock Market Rules (the “Amendments”) to provide for, among...more

9/10/2014 - Fees Filing Fees Nasdaq Proposed Amendments SEC

What's the One Thing Missing From Your Corporate Compliance Program?

What's the one thing missing from most corporate compliance programs? For a legal perspective, that's the question we put to corporate attorneys writing on JD Supra, asking each to commit to just one essential element...more

11/13/2013 - Chief Compliance Officers Compliance Corporate Culture Crisis Management Documentation DOJ Enforcement Actions Ethics FCPA Internal Controls Legal Perspectives Risk Management SEC

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