Philip Morgan

Philip Morgan

K&L Gates LLP

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Latest Publications


Regulation on Wholesale Energy Markets Integrity and Transparency - Are You REMIT Compliant?

The regulatory and enforcement landscape of the European natural gas and electricity markets is changing considerably following the last stage in the implementation of the Regulation on Wholesale Energy Markets Integrity and...more

8/5/2016 - Energy Market Energy Sector EU Natural Gas Registration Requirement REMIT Wholesale

Brexit: Guidance for Fund Directors - What to Know and What to Ask

On June 23, 2016, the UK held a referendum in which 52 percent of voters elected to leave the European Union (EU). While there is a great deal of uncertainty about the EU withdrawal process that will remain unresolved for a...more

7/20/2016 - Directors EU Referendums Risk Management UK UK Brexit

BREXIT: Data Protection

This Brexit Bite assesses the post-Brexit landscape with respect to the UK’s data protection laws. It is important to remember that the UK remains a member of the European Union until the terms of its withdrawal have been...more

7/18/2016 - Data Protection EEA EU General Data Protection Regulation (GDPR) Personal Data Referendums UK UK Brexit UK Data Protection Act

Brexit: Six-Point Action Plan for Asset Managers

The vote is in. On June 23, 2016, by national referendum, a 52% majority of British voters decided the question of whether the United Kingdom (UK) should leave or remain in the European Union (EU). The referendum turnout...more

6/29/2016 - Asset Management EU Financial Conduct Authority (FCA) Referendums UK UK Brexit

New Mandatory and Publicly Available Registers Will Disclose Ultimate Individual Controllers of Most UK Companies and All English...

The Small Business, Enterprise and Employment Act 2015 introduces important reforms by the UK Government aimed at increasing transparency over the ownership and control of UK companies and English law LLPs. One of the most...more

3/4/2016 - Limited Liability Partnerships Person of Significant Control (PSC Register) Small Business UK

Ban on Corporate Directors

From October 2016 no person, other than a natural person, will be able to be appointed as a director of a company formed and registered under Companies Act 2006 (the Act) or Companies Act 1985[2], unless that company is the...more

2/25/2016 - Companies Act Corporate Governance Directors Limited Liability Partnerships UK

AIFMD Passport a "No-Go" for U.S. Managers

On July 30, the European Securities and Markets Authority (ESMA) provided its advice and opinion to the European Commission, Council and Parliament with respect to the extension of the EU’s Alternative Investment Fund...more

8/3/2015 - AIFMD Alternative Investment Funds European Commission European Securities and Markets Authority (ESMA) Financial Markets FINMA Foreign Entities Passports Stock Exchange UCITS

AIFMD Remuneration Code Implementation Planning (Presentation)

In This Presentation: - AIFMD Remuneration Rules: Not going away - Are there any ways I could avoid this altogether? - If not, could I partially avoid it or minimise its effect? - When do I need to worry about...more

10/9/2013 - AIFMD EU Remuneration

Addressing Remuneration Requirements for the EU Fund Management Industry

Increasing regulation of remuneration is being introduced across the European Union, including the possibility of limits on the amounts of bonuses that may be paid by certain firms....more

7/23/2013 - AIFM AIFMD Disclosure Requirements EU European Securities and Markets Authority (ESMA) Remuneration UCITS

Preparing for AIFMD: Some Practical Tips, Part 1

In This issue: - A general round-up of key provisions in the AIFMD level 2 implementing regulations - Scope of the AIFMD - Timetable and transitional relief - Cross-border marketing - Delegation and...more

2/19/2013 - AIFM AIFMD Cross-Border Transactions Disclosure Requirements EU European Securities and Markets Authority (ESMA) Investor Protection Reporting Requirements

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