Philip Morgan

Philip Morgan

K&L Gates LLP

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New Mandatory and Publicly Available Registers Will Disclose Ultimate Individual Controllers of Most UK Companies and All English...

The Small Business, Enterprise and Employment Act 2015 introduces important reforms by the UK Government aimed at increasing transparency over the ownership and control of UK companies and English law LLPs. One of the most...more

3/4/2016 - Limited Liability Partnerships Person of Significant Control (PSC Register) Small Business UK

Ban on Corporate Directors

From October 2016 no person, other than a natural person, will be able to be appointed as a director of a company formed and registered under Companies Act 2006 (the Act) or Companies Act 1985[2], unless that company is the...more

2/25/2016 - Companies Act Corporate Governance Directors Limited Liability Partnerships UK

AIFMD Passport a "No-Go" for U.S. Managers

On July 30, the European Securities and Markets Authority (ESMA) provided its advice and opinion to the European Commission, Council and Parliament with respect to the extension of the EU’s Alternative Investment Fund...more

8/3/2015 - AIFMD Alternative Investment Funds ESMA European Commission Financial Markets FINMA Foreign Entities Passports Stock Exchange UCITS

AIFMD Remuneration Code Implementation Planning (Presentation)

In This Presentation: - AIFMD Remuneration Rules: Not going away - Are there any ways I could avoid this altogether? - If not, could I partially avoid it or minimise its effect? - When do I need to worry about...more

10/9/2013 - AIFMD EU Remuneration

Addressing Remuneration Requirements for the EU Fund Management Industry

Increasing regulation of remuneration is being introduced across the European Union, including the possibility of limits on the amounts of bonuses that may be paid by certain firms....more

7/23/2013 - AIFM AIFMD Disclosure Requirements ESMA EU Remuneration UCITS

Preparing for AIFMD: Some Practical Tips, Part 1

In This issue: - A general round-up of key provisions in the AIFMD level 2 implementing regulations - Scope of the AIFMD - Timetable and transitional relief - Cross-border marketing - Delegation and...more

2/19/2013 - AIFM AIFMD Cross-Border Transactions Disclosure Requirements ESMA EU Investor Protection Reporting Requirements

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