Philip Schwartz

Philip Schwartz

Akerman LLP

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SEC Proposes Amendments to Regulation D, Form D, and Rule 156

On July 10, 2013, the U.S. Securities & Exchange Commission (Commission) adopted rules eliminating the ban on general solicitation and advertising in certain private offerings, as required by Section 201(a)(1) of the...more

8/19/2013  /  Accredited Investors , Bad Actors , General Solicitation , JOBS Act , Private Placements , Proposed Amendments , Regulation D , Rule 156 , Rule 506 Offerings , Securities and Exchange Commission (SEC)

SEC Lifts Ban on General Solicitation in Private Placements

The U.S. Securities & Exchange Commission (Commission) adopted rules on July 10, 2013 eliminating the ban on general solicitation and advertising in certain private offerings, as required by Section 201(a)(1) of the Jumpstart...more

7/11/2013  /  Dodd-Frank , General Solicitation , Investors , JOBS Act , Private Placements , Securities and Exchange Commission (SEC)
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