Randall Towers

Randall Towers

Ballard Spahr LLP

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Latest Posts › No-Action Letters


SEC Issues No-Action Letter on Internet-Based ‘Road Shows’

The Securities and Exchange Commission has issued a “no-action” letter relating to a provider of electronic-based “road shows.” The SEC stated in the letter, issued on January 29, 2013, that such presentations to retail...more

2/12/2013 - Municipal Securities Market No-Action Letters Road Shows SEC Securities Exchange Act

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