On November 2, 2020, the U.S. Securities and Exchange Commission (the SEC), by a 3 – 2 vote, amended certain rules under the Securities Act of 1933 (the Securities Act) in order to harmonize, simplify, and modernize the...more
11/6/2020
/ Capital Raising ,
Crowdfunding ,
Exemptions ,
Investment ,
Offerings ,
Regulation A ,
Rule 504 ,
Rulemaking Process ,
Safe Harbors ,
Securities Act of 1933 ,
Securities and Exchange Commission (SEC) ,
Securities Regulation ,
Testing-the-Waters Communications
Initiatives by Congress, the Securities and Exchange Commission (SEC), activist shareholders, and federal and state courts from 2015 will reshape public company disclosure and policies, and offer new avenues for private...more
1/21/2016
/ Capital Raising ,
CEOs ,
Clawbacks ,
Corporate Governance ,
Crowdfunding ,
Dodd-Frank ,
Executive Compensation ,
Hedging ,
JOBS Act ,
Pay Ratio ,
Pay-for-Performance ,
Proxy Access ,
Proxy Season ,
Securities and Exchange Commission (SEC) ,
Shareholder Activism ,
Shareholders