Steven Kirberger

Steven Kirberger

Dechert LLP

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SEC Staff Issues Interpretive Guidance on Recently Adopted Amendments to Rule 506 Addressing General Solicitation and Bad...

Effective September 2013, the U.S. Securities and Exchange Commission (SEC) amended Rule 506 of Regulation D to (1) permit, in certain circumstances, an issuer to engage in general solicitation and general advertising in...more

2/3/2014  /  Bad Actors , Compliance , General Solicitation , Regulation D , Rule 506 Offerings , Securities and Exchange Commission (SEC) , Securities Exchange Act
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